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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
251 PROOFPOINT INC 25,508 1,909 0.08%
252 ROYAL DUTCH SHELL PLC 36,074 1,906 0.08%
253 VANGUARD WORLD FD 30,366 1,903 0.08%
254 PAYCHEX INC 32,705 1,893 0.08%
255 ESTERLINE TECHNOLOGIES CORP 24,838 1,889 0.08%
256 METLIFE INC 42,189 1,874 0.08%
257 BRITISH AMERN TOB PLC 14,652 1,870 0.08%
258 HUNT J B TRANS SVCS INC 23,034 1,869 0.08%
259 O REILLY AUTOMOTIVE INC NEW 6,660 1,866 0.08%
260 PPG INDS INC 18,015 1,862 0.08%
261 DISCOVERY COMMUNICATNS NEW 68,397 1,841 0.08%
262 ALLIANT ENERGY CORP 47,898 1,835 0.08%
263 LKQ CORP 51,731 1,834 0.08%
264 UNILEVER N V 39,726 1,831 0.08%
265 POWERSHARES ETF TRUST II S&P SMALLCAP ENERGY PORT 98,947 1,812 0.08%
266 INTL PAPER CO 37,693 1,809 0.08%
267 ISHARES TR 45,997 1,794 0.08%
268 DXP ENTERPRISES INC NEW COM NEW 63,427 1,788 0.08%
269 UBS AG 89,807 1,780 0.08%
270 FIRST TR EXCHANGE TRADED FD 47,298 1,738 0.08%
271 BERKSHIRE HATHAWAY INC DEL 8 1,730 0.08%
272 VANGUARD WORLD FD 19,762 1,729 0.08%
273 WHOLE FOODS MKT INC 60,530 1,716 0.08%
274 POWERSHARES ETF TR II 26,660 1,692 0.07%
275 ROYAL DUTCH SHELL PLC 33,278 1,666 0.07%
276 FIRST TR MID CAP CORE ALPHAD 31,269 1,652 0.07%
277 MPLX LP 48,685 1,648 0.07%
278 V F CORP 29,388 1,647 0.07%
279 LAUDER ESTEE COS INC 18,387 1,628 0.07%
280 ANNALY CAP MGMT INC 154,846 1,626 0.07%
281 SPDR SERIES TRUST 36,770 1,625 0.07%
282 SHERWIN WILLIAMS CO 5,806 1,606 0.07%
283 HCP INC 42,257 1,604 0.07%
284 LOCKHEED MARTIN CORP 6,663 1,597 0.07%
285 G-III APPAREL GROUP LTD 54,501 1,589 0.07%
286 FRANKLIN RESOURCES INC 44,673 1,589 0.07%
287 ABIOMED INC 12,340 1,587 0.07%
288 HCA HOLDINGS INC 20,865 1,578 0.07%
289 CAPITALA FIN CORP 119,643 1,569 0.07%
290 INTERCONTINENTAL EXCHANGE IN 5,821 1,568 0.07%
291 SIMMONS 1ST NATL CORP CL A $1 PAR 31,366 1,565 0.07%
292 VALERO ENERGY CORP NEW 29,275 1,552 0.07%
293 PALO ALTO NETWORKS INC 9,728 1,550 0.07%
294 MCKESSON CORP 9,100 1,517 0.07%
295 REGIONS FINANCIAL CORP NEW 149,049 1,471 0.06%
296 UNITED NATURAL FOODSINC 36,480 1,461 0.06%
297 KELLOGG CO 18,849 1,460 0.06%
298 AGREE RLTY CORP COM 29,452 1,456 0.06%
299 DELTA AIRLINES INC DEL 36,934 1,454 0.06%
300 LL FLOORING HOLDINGS INC COM 73,901 1,454 0.06%
Page 6 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.34%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES RUSSELL 2000 VALUE ETF 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.95%
14 ISHARES RUSSELL 2000 GROWTH ETF 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES RUSSELL 1000 ETF 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.50%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO & CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
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