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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 76 Institutional holders with a total value of $293,181,913.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,678,962 61,702,000 21.05%
2 MORGAN STANLEY 1,652,797 60,741,000 20.72%
3 UBS Group AG 590,514 21,701,000 7.40%
4 Astor Investment Management LLC 424,950 15,617,000 5.33%
5 BANK OF AMERICA CORP /DE/ 409,557 15,052,000 5.13%
6 GOLDMAN SACHS GROUP INC 250,074 9,190,000 3.13%
7 SignalPoint Asset Management, LLC 246,932 9,075,000 3.10%
8 LPL Financial LLC 246,271 9,018,000 3.08%
9 UNITED CAPITAL FINANCIAL ADVISORS, LLC 241,283 8,867,000 3.02%
10 ROYAL BANK OF CANADA 222,653 8,182,000 2.79%
11 Janney Montgomery Scott LLC 201,559 7,407,000 2.53%
12 RAYMOND JAMES & ASSOCIATES 192,229 7,064,000 2.41%
13 HOCHMAN COLE INVESTMENT ADVISORS, INC. 186,170 6,842,000 2.33%
14 AVIANCE CAPITAL MANAGEMENT, LLC 147,431 5,418,000 1.85%
15 ENVESTNET ASSET MANAGEMENT INC 132,003 4,851,000 1.65%
16 FINANCIAL ENHANCEMENT GROUP LLC 119,658 4,397,000 1.50%
17 AMERIPRISE FINANCIAL INC 84,670 3,112,000 1.06%
18 Beaumont Financial Partners, LLC 80,401 2,955,000 1.01%
19 Commonwealth Equity Services, Inc 63,745 2,343,000 0.80%
20 HL FINANCIAL SERVICES LLC 49,707 1,827,000 0.62%
21 STEPHENS INC /AR/ 47,298 1,738,000 0.59%
22 WAYNE HUMMER INVESTMENTS L.L.C. 40,253 1,479,000 0.50%
23 D.A. DAVIDSON & CO. 38,326 1,408,000 0.48%
24 MSI Financial Services Inc 37,840 1,391,000 0.47%
25 BENJAMIN F. EDWARDS & COMPANY, INC. 33,297 1,224,000 0.42%
26 First Heartland Consultants, Inc. 30,983 1,139,000 0.39%
27 Atria Investments, Inc 30,899 1,136,000 0.39%
28 SII INVESTMENTS INC/WI 29,345 1,076,000 0.37%
29 Freedom Investment Management, Inc. 26,994 992,000 0.34%
30 OPPENHEIMER & CO INC 26,897 989,000 0.34%
31 SG Americas Securities, LLC 24,803 912,000 0.31%
32 STIFEL FINANCIAL CORP 23,921 884,000 0.30%
33 Raymond James Financial Services Advisors, Inc. 22,286 819,000 0.28%
34 MILLENNIUM MANAGEMENT LLC 21,985 808,000 0.28%
35 Jaffetilchin Investment Partners, LLC 20,769 763,000 0.26%
36 BB&T SECURITIES, LLC 19,396 712,000 0.24%
37 IFP ADVISORS, INC 18,302 673,000 0.23%
38 RISK PARADIGM GROUP, LLC 15,916 584,913 0.20%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,625 570,000 0.19%
40 ADVISOR GROUP, INC. 15,485 569,000 0.19%
41 HighTower Advisors, LLC 15,342 564,000 0.19%
42 Virtu KCG Holdings LLC 14,008 515,000 0.18%
43 CREDIT SUISSE AG/ 13,845 509,000 0.17%
44 First Allied Advisory Services, Inc. 13,707 504,000 0.17%
45 KRILOGY FINANCIAL LLC 13,527 497,000 0.17%
46 CAPTRUST FINANCIAL ADVISORS 14,930 493,000 0.17%
47 Cambridge Investment Research Advisors, Inc. 13,113 482,000 0.16%
48 CITADEL ADVISORS LLC 12,805 471,000 0.16%
49 IFC Holdings Incorporated/FL 12,158 446,000 0.15%
50 BKS ADVISORS, LLC 10,963 403,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.