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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES TR 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
14 ISHARES TR 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES TR 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC COM 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.51%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
1 AKORN INCORPORATED 122 3 0.00%
2 ROPER TECHNOLOGIES INC 15 3 0.00%
3 MIMEDX GROUP INC COM 500 4 0.00%
4 CINEMARK HOLDINGS INC 119 5 0.00%
5 AEROVIRONMENT INC 200 5 0.00%
6 RPC INC 387 7 0.00%
7 PAPA JOHNS INTL INC 103 8 0.00%
8 Forum Energy Technologies Inc 436 9 0.00%
9 NAVIDEA BIOPHARM INC 15,000 14 0.00%
10 IPG PHOTONICS CORP 190 16 0.00%
11 Parexel International Corp. 285 20 0.00%
12 EXCO RESOURCES INC 21,502 23 0.00%
13 QUALYS INC 672 26 0.00%
14 HUB GROUP INC CL A 634 26 0.00%
15 BIODELIVERY SCIENCES INTL IN 10,000 27 0.00%
16 AUTODESK INC 430 31 0.00%
17 FIREEYE INC 2,198 32 0.00%
18 IMMUNOMEDICS INCORPORATED 10,000 33 0.00%
19 TIDEWATER INC 11,900 34 0.00%
20 HEALTHSTREAM INC COM 1,246 34 0.00%
21 TASER INTL INC 1,219 35 0.00%
22 IMATION CORP 66,664 42 0.00%
23 TREX CO INC COM 723 42 0.00%
24 TRIPADVISOR INC 706 45 0.00%
25 FLIR SYS INC 1,460 46 0.00%
26 CABOT OIL & GAS CORP 1,810 47 0.00%
27 RESEARCH FRONTIERS INC 20,000 52 0.00%
28 SPS COMM INC COM 722 53 0.00%
29 TABLEAU SOFTWARE INC 969 54 0.00%
30 HILLTOP HOLDINGS INC 2,458 55 0.00%
31 XILINX INC 1,221 66 0.00%
32 SYNERGY PHARMACEUTICALS DEL 12,000 66 0.00%
33 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 11,756 69 0.00%
34 MICROSEMI CORP 1,701 71 0.00%
35 HOLOGIC INC 1,876 73 0.00%
36 GOLDMAN SACHS MLP ENERGY RENAI 10,000 73 0.00%
37 AEGON N V 19,255 74 0.00%
38 LAM RESEARCH CORP 795 75 0.00%
39 Abraxas Petroleum Corp 45,000 76 0.00%
40 MOBILE TELESYSTEMS PJSC 10,256 78 0.00%
41 HENRY SCHEIN INC 476 78 0.00%
42 NEW YORK MTG TR INC 13,150 79 0.00%
43 LIGAND PHARMACEUTICALS INC 801 82 0.00%
44 NOBLE CORP PLC 12,994 82 0.00%
45 MEMORIAL PRODTN PARTNERS LP 47,450 84 0.00%
46 DENTSPLY SIRONA INC 1,457 87 0.00%
47 IMPERVA INC 1,637 88 0.00%
48 POWER INTEGRATIONS INC COM 1,435 90 0.00%
49 MEDIDATA SOLUTIONS INC 1,672 93 0.00%
50 TICC CAPITAL CORP 17,560 102 0.00%
Page 1 of 16