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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES TR 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
14 ISHARES TR 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES TR 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC COM 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.51%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
51 UNITED STS 12 MONTH NAT GAS 10,157 103 0.00%
52 TELEFONAKTIEBOLAGET LM ERICS 14,375 104 0.00%
53 iShares 11,936 125 0.01%
54 PENNANTPARK INVT CORP COM 17,448 131 0.01%
55 NVIDIA CORPORATION 1,926 132 0.01%
56 HALOZYME THERAPEUTICS INC 11,000 133 0.01%
57 OASIS PETE INC NEW 11,700 134 0.01%
58 COGNEX CORP 2,589 137 0.01%
59 GANNETT CO INC 12,730 148 0.01%
60 POWERSHS DB MULTI SECT COMM 12,460 154 0.01%
61 STAAR SURGICAL CO 16,873 159 0.01%
62 Aaron's Inc 6,421 163 0.01%
63 Alcoa 16,715 169 0.01%
64 CLEARBRIDGE ENERGY MLP OPP F 12,679 169 0.01%
65 ADVISORSHARES TR 18,000 173 0.01%
66 YAMANA GOLD INC 40,868 176 0.01%
67 COVANTA HLDG CORP 11,541 178 0.01%
68 BRIGHT HORIZONS FAM SOL IN D 2,716 182 0.01%
69 KNOWLES CORP 13,002 183 0.01%
70 INTUITIVE SURGICAL INC 255 185 0.01%
71 POTBELLY CORP COM 15,100 188 0.01%
72 NEW GOLD INC CDA 44,020 191 0.01%
73 ROCKWELL AUTOMATION INC 1,637 200 0.01%
74 NATIONAL HEALTH INVS INC 2,550 200 0.01%
75 CROSSAMERICA PARTNERS LP 7,909 201 0.01%
76 TAKE-TWO INTERACTIVE SOFTWAR 4,500 203 0.01%
77 VANGUARD WHITEHALL FDS 2,834 204 0.01%
78 UNITED STATES OIL FUND LP 18,780 205 0.01%
79 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 11,942 205 0.01%
80 FIESTA RESTAURANT GROUP INC COM 8,540 205 0.01%
81 HEICO CORP NEW 3,406 206 0.01%
82 ROLLINS INC 7,077 207 0.01%
83 AMBEV SA 34,185 208 0.01%
84 PATTERSON COS INC 4,597 211 0.01%
85 CANADIAN NATL RY CO 3,264 213 0.01%
86 DARLING INGREDIENTS INC 15,828 214 0.01%
87 GARRISON CAP INC COM 21,092 214 0.01%
88 MEDNAX INC 3,303 219 0.01%
89 ZIOPHARM ONCOLOGY INC 39,108 220 0.01%
90 CARNIVAL CORP 4,504 220 0.01%
91 WISDOMTREE TRUST EUROPE SMCP DV ETF 3,991 221 0.01%
92 MARATHON OIL CORP 14,086 223 0.01%
93 EnLink Midstream Partners LP 12,603 223 0.01%
94 SUNOCO LOGISTICS PRTNRS L P 7,899 224 0.01%
95 MARKEL CORP 241 224 0.01%
96 IDEX CORP 2,396 224 0.01%
97 ORBITAL ATK INC 2,951 225 0.01%
98 SPDR SERIES TRUST 6,619 225 0.01%
99 JAZZ PHARMACEUTICALS PLC 1,862 226 0.01%
100 FIFTH THIRD BANCORP 11,068 226 0.01%
Page 2 of 16