| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 47,868 | 2,000 | 0.00% | ||
| 2 | LINN CO LLC | 14,078 | 5,000 | 0.00% | ||
| 3 | NTN Buzztime, Inc. | 48,277 | 7,000 | 0.00% | ||
| 4 | Key Energy Services, Inc. | 20,000 | 7,000 | 0.00% | ||
| 5 | LINN ENERGY LLC UNIT LTD LIAB | 22,448 | 8,000 | 0.00% | ||
| 6 | TRANSATLANTIC PETROLEUM LTD | 13,321 | 10,000 | 0.00% | ||
| 7 | Agrofresh Solutions Warrants Exp 07/31/20 | 10,000 | 10,000 | 0.00% | ||
| 8 | BELLATRIX EXPLORATION LTD | 10,000 | 10,000 | 0.00% | ||
| 9 | EXETER RES CORP | 19,350 | 11,000 | 0.00% | ||
| 10 | CITIGROUP INC | 125,000 | 13,000 | 0.00% | ||
| 11 | California Resources Corp | 12,256 | 13,000 | 0.00% | ||
| 12 | PENN WEST PETE LTD NEW | 15,125 | 14,000 | 0.00% | ||
| 13 | Bank Of America 18 WTS | 81,300 | 16,000 | 0.00% | ||
| 14 | CYTORI THERAPEUTIC INC | 82,500 | 18,000 | 0.00% | ||
| 15 | PERNIX THERAPEUTICS HLDGS IN | 17,700 | 18,000 | 0.00% | ||
| 16 | PACIFIC COAST OIL TR | 12,295 | 19,000 | 0.00% | ||
| 17 | BREITBURN ENERGY PARTNERS LP COM | 35,808 | 20,000 | 0.00% | ||
| 18 | NEONODE INC | 10,000 | 20,000 | 0.00% | ||
| 19 | TORCHLIGHT ENERGY RES INC | 30,000 | 21,000 | 0.00% | ||
| 20 | CAPSTONE TURBINE CORP | 13,920 | 22,000 | 0.00% | ||
| 21 | SUNSHINE HEART INC | 27,500 | 23,000 | 0.00% | ||
| 22 | BOVIE MEDICAL CORP COM | 13,800 | 23,000 | 0.00% | ||
| 23 | Abraxas Petroleum Corp | 25,000 | 25,000 | 0.00% | ||
| 24 | PENGROWTH ENERGY CORP | 19,877 | 26,000 | 0.00% | ||
| 25 | ZYNGA INC | 12,375 | 28,000 | 0.00% | ||
| 26 | SunEdison Inc | 50,846 | 28,000 | 0.00% | ||
| 27 | TOWN SPORTS INTL HLDGS INC | 10,000 | 29,000 | 0.00% | ||
| 28 | EXCO RESOURCES INC | 30,000 | 30,000 | 0.00% | ||
| 29 | AEMETIS INC | 16,511 | 34,000 | 0.00% | ||
| 30 | SEADRILL LIMITED | 10,465 | 35,000 | 0.00% | ||
| 31 | BONSO ELECTRS INTL INC | 26,000 | 36,000 | 0.00% | ||
| 32 | BIOSCRIP INC | 18,000 | 38,000 | 0.00% | ||
| 33 | Caladrius Biosciences Inc | 51,500 | 39,000 | 0.00% | ||
| 34 | SEADRILL PARTNERS LLC | 11,901 | 41,000 | 0.00% | ||
| 35 | Sizmek Inc | 14,000 | 41,000 | 0.00% | ||
| 36 | ArQule Inc | 26,000 | 42,000 | 0.00% | ||
| 37 | ROCKET FUEL INC | 13,860 | 44,000 | 0.00% | ||
| 38 | AMPIO PHARMACEUTICALS INC | 20,000 | 45,000 | 0.00% | ||
| 39 | ADVANCED MICRO DEVICES INC | 16,810 | 47,000 | 0.00% | ||
| 40 | CHINA TECHFAITH WIRLS COMM T | 11,499 | 49,000 | 0.00% | ||
| 41 | EV Energy Partners, L.P. | 28,549 | 55,000 | 0.00% | ||
| 42 | AEGON N V | 10,604 | 58,000 | 0.00% | ||
| 43 | DUFF & PHELPS SLCT ENGY MLP FD COM | 10,900 | 59,000 | 0.00% | ||
| 44 | GENWORTH FINL INC | 21,926 | 60,000 | 0.00% | ||
| 45 | B2GOLD CORP | 37,000 | 61,000 | 0.00% | ||
| 46 | FIFTH STREET FINANCE CORP | 12,700 | 64,000 | 0.00% | ||
| 47 | ALPINE GLOBAL PREMIER PPTYS FD COM SBI | 11,390 | 64,000 | 0.00% | ||
| 48 | FORTRESS INVESTMENT GROUP LL | 13,839 | 67,000 | 0.00% | ||
| 49 | AMKOR TECHNOLOGY INC | 11,500 | 68,000 | 0.00% | ||
| 50 | VIAVI SOLUTIONS INC | 10,032 | 69,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-003526, filed 2016.04.26).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
