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Institutional Investment Manager
OPPENHEIMER & CO INC
OPPENHEIMER & CO INC (CIK: 0000822581) incorporated in New York, located at 85 Broad St, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 1,279 holdings with a total value of $3,435,122,000.
#
Name
Shares
Value ($)
%
Options
Notes
1251 ZYNGA INC 14,875 39,000 0.00%
1252 SEADRILL LIMITED 10,527 36,000 0.00%
1253 PENGROWTH ENERGY CORP 25,807 36,000 0.00%
1254 PHARMATHENE INC COM 10,775 35,000 0.00%
1255 TONIX PHARMACEUTICALS HOLDING 73,500 34,000 0.00%
1256 CHINA TECHFAITH WIRLS COMM T 18,499 34,000 0.00%
1257 PDL BIOPHARMA INC 15,688 33,000 0.00%
1258 ArQule Inc 26,000 33,000 0.00%
1259 NEONODE INC 15,000 28,000 0.00%
1260 VIVINT SOLAR INC 10,000 26,000 0.00%
1261 BIOBLAST PHARMA LTD 24,700 26,000 0.00%
1262 APPLIED DNA 13,527 25,000 0.00%
1263 PENN WEST PETE LTD NEW 13,925 25,000 0.00%
1264 MANNKIND CORP. 38,267 24,000 0.00%
1265 GLOBALSTAR INC 15,204 24,000 0.00%
1266 Pieris Pharmaceuticals 16,500 23,000 0.00%
1267 CAPSTONE TURBINE CORP 29,540 20,000 0.00%
1268 ROCKET FUEL INC 11,835 20,000 0.00%
1269 ENPHASE ENERGY INC 20,000 20,000 0.00%
1270 AMPIO PHARMACEUTICALS INC 20,000 18,000 0.00%
1271 HOSTESS BRANDS INC 10,000 18,000 0.00%
1272 EXETER RES CORP 19,350 15,000 0.00%
1273 BIOSCRIP INC 14,000 15,000 0.00%
1274 TURTLE BEACH CORP COM 10,000 13,000 0.00%
1275 SUNSHINE HEART INC 32,000 11,000 0.00%
1276 CIBER INC 15,530 10,000 0.00%
1277 BELLATRIX EXPLORATION LTD 10,000 9,000 0.00%
1278 CITIGROUP INC 47,000 7,000 0.00%
1279 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 44,996 0 0.00%
Page 26 of 26

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-000243, filed 2017.02.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.