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Institutional Investment Manager
CREDIT SUISSE AG/
CREDIT SUISSE AG/ (CIK: 0000824468), located at Paradeplatz 8, Zurich, V8. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 4,234 holdings with a total value of $83,442,731,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 WAVE SYSTEMS CORP 15,960 2,000 0.00%
2 SANOFI 17,768 3,000 0.00%
3 NORTHERN DYNASTY MINERALS LTD COM 14,000 4,000 0.00%
4 SWIFT ENERGY CO 15,492 6,000 0.00%
5 RMG NETWORKS HLDG CORP 11,000 9,000 0.00%
6 ProFire Energy 14,644 14,000 0.00%
7 NORTH ATLANTIC DRILLING LTD 20,777 16,000 0.00%
8 BEBE STORES INC 16,775 16,000 0.00%
9 GAFISA ADR RPSG 2 ORD 19,801 19,000 0.00%
10 HAMPTON ROADS BANKSHARES INC 11,127 21,000 0.00%
11 VERASTEM INC 11,887 21,000 0.00%
12 ALIMERA SCIENCES INC 10,290 22,000 0.00%
13 CELSION CORPORATION COM PAR 13,409 22,000 0.00%
14 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 17,617 23,000 0.00%
15 EMPRESAS ICA S A DE CV 13,809 23,000 0.00%
16 CLEAN DIESEL TECHNOLOGIES IN 15,844 24,000 0.00%
17 IMATION CORP 11,046 24,000 0.00%
18 Capstone Turbine 70,085 24,000 0.00%
19 CASTLE BRANDS INC COM 18,362 24,000 0.00%
20 AMYRIS INC COM 12,615 25,000 0.00%
21 ENZON PHARMACEUTICALS INC 25,892 25,000 0.00%
22 DIGITAL TURBINE INC 14,168 26,000 0.00%
23 TRANSENTERIX INC 12,561 28,000 0.00%
24 ENERGY RECOVERY INC 12,859 28,000 0.00%
25 RXI PHARMACEUTICALS CORP NEW 76,761 28,000 0.00%
26 Star Bulk Carriers Corp. 13,162 28,000 0.00%
27 URANIUM ENERGY CORP 29,398 29,000 0.00%
28 * CHINA MING YANG WIND PWR GRO SPONSORED ADR 14,824 29,000 0.00%
29 AEROPOSTALE INC N/C 8/16/17 00215Q103 50,752 31,000 0.00%
30 ACCURIDE CORP NEW 11,814 33,000 0.00%
31 National Bank of Greece - ADR 70,766 33,000 0.00%
32 ArQule Inc 17,779 33,000 0.00%
33 PACIFIC DRILLING SA LUXEMBOURG REG SHS 26,678 33,000 0.00%
34 ENERGY FUELS INC 11,811 34,000 0.00%
35 FIVE STAR SENIOR LIVING INC 11,398 35,000 0.00%
36 OCEAN RIG UDW INC 16,355 35,000 0.00%
37 ACELRX PHARMACEUTICALS INC 11,887 36,000 0.00%
38 EVINE LIVE INC 13,631 36,000 0.00%
39 CORINDUS VASCULAR ROBOTICS INCORPORATED 11,918 37,000 0.00%
40 FIVE9 INC 10,214 38,000 0.00%
41 Stereotaxis Inc 41,423 38,000 0.00%
42 HARVARD BIOSCIENCE INC 10,380 39,000 0.00%
43 MARIN SOFTWARE INC 12,851 40,000 0.00%
44 SAFE BULKERS INC 15,737 43,000 0.00%
45 BIOTIME INC 14,491 43,000 0.00%
46 Mizuho Financial Group 11,782 44,000 0.00%
47 ATLAS ENERGY GROUP LLC COM 19,979 44,000 0.00%
48 SFX ENTMT INC 85,315 44,000 0.00%
49 PENDRELL CORP 63,380 45,000 0.00%
50 PERNIX THERAPEUTICS HLDGS IN 14,217 45,000 0.00%
Page 1 of 85

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-15-041209, filed 2015.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.