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PERNIX THERAPEUTICS HLDGS IN
PERNIX THERAPEUTICS HLDGS IN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 106 Institutional holders with a total value of $135,610,128.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 6,090,829 19,247,000 14.19%
2 Avoro Capital Advisors LLC 6,004,564 18,974,000 13.99%
3 ARMISTICE CAPITAL, LLC 4,800,000 15,168,000 11.19%
4 BlackRock Fund Advisors 2,014,955 6,367,000 4.70%
5 Aisling Capital LLC 2,010,000 6,352,000 4.68%
6 Elk Creek Partners, LLC 1,864,515 5,892,000 4.34%
7 VANGUARD GROUP INC 1,739,845 5,498,000 4.05%
8 TFS CAPITAL LLC 1,313,072 4,149,000 3.06%
9 BlackRock Institutional Trust Company, N.A. 1,131,074 3,574,000 2.64%
10 ACUTA CAPITAL PARTNERS, LLC 1,108,719 3,504,000 2.58%
11 ORBIMED ADVISORS LLC 1,073,000 3,391,000 2.50%
12 Point72 Asset Management, L.P. 1,050,005 3,318,000 2.45%
13 JUPITER ASSET MANAGEMENT LTD 908,713 2,872,000 2.12%
14 BANK OF MONTREAL /CAN/ 808,447 2,555,000 1.88%
15 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 799,145 2,526,000 1.86%
16 WALL STREET ASSOCIATES 696,300 2,200,000 1.62%
17 DG Capital Management, LLC 695,808 2,199,000 1.62%
18 KENNEDY CAPITAL MANAGEMENT LLC 608,473 1,923,000 1.42%
19 RK Capital Management, LLC 601,817 1,902,000 1.40%
20 STATE STREET CORP 537,179 1,695,000 1.25%
21 RENAISSANCE TECHNOLOGIES LLC 463,602 1,465,000 1.08%
22 NORTHERN TRUST CORP 458,060 1,447,000 1.07%
23 AQR CAPITAL MANAGEMENT LLC 432,466 1,366,000 1.01%
24 AMERIPRISE FINANCIAL INC 405,250 1,279,000 0.94%
25 KOPP INVESTMENT ADVISORS LLC 375,293 1,186,000 0.87%
26 Rotella Capital Management, Inc. 366,920 1,159,000 0.85%
27 MILLENNIUM MANAGEMENT LLC 347,835 1,099,000 0.81%
28 TURNER INVESTMENTS LLC 325,990 1,030,000 0.76%
29 GLOBEFLEX CAPITAL L P 251,014 793,000 0.58%
30 BRIDGEWAY CAPITAL MANAGEMENT, LLC 233,856 739,000 0.54%
31 DIMENSIONAL FUND ADVISORS LP 228,072 721,000 0.53%
32 GEODE CAPITAL MANAGEMENT, LLC 225,253 711,000 0.52%
33 SEARLE & CO. 172,500 545,000 0.40%
34 DEUTSCHE BANK AG\ 165,090 520,000 0.38%
35 BlackRock Investment Management, LLC 156,541 495,000 0.37%
36 Bank of New York Mellon Corp 156,109 493,000 0.36%
37 TIAA CREF INVESTMENT MANAGEMENT LLC 144,601 457,000 0.34%
38 Connor, Clark & Lunn Investment Management Ltd. 141,750 448,000 0.33%
39 BLACKROCK ADVISORS LLC 119,883 379,000 0.28%
40 PANAGORA ASSET MANAGEMENT INC 108,148 342,000 0.25%
41 ESSEX INVESTMENT MANAGEMENT CO LLC 84,089 266,000 0.20%
42 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 79,220 250,000 0.18%
43 STEVENS CAPITAL MANAGEMENT LP 77,513 245,000 0.18%
44 PALISADE CAPITAL MANAGEMENT, LP 73,000 231,000 0.17%
45 TEACHERS ADVISORS, LLC 67,466 213,000 0.16%
46 JW Asset Management, LLC 67,009 212,000 0.16%
47 UBS Group AG 64,900 205,000 0.15%
48 Polaris Capital Management, LLC 56,983 180,000 0.13%
49 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 56,175 177,000 0.13%
50 ProShare Advisors LLC 50,709 160,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.