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Institutional Investment Manager
CREDIT SUISSE AG/
CREDIT SUISSE AG/ (CIK: 0000824468), located at Paradeplatz 8, Zurich, V8. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 3,948 holdings with a total value of $83,066,470,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 MARIN SOFTWARE INC 14,094 43,000 0.00%
52 AMARIN CORP PLC 28,798 44,000 0.00%
53 RUDOLPH TECHNOLOGIES INC 40,000 44,000 0.00% PRN
54 Novatel Wireless Inc 25,702 45,000 0.00%
55 SKULLCANDY INC 12,647 45,000 0.00%
56 AFFIMED N V COM 12,041 45,000 0.00%
57 CASTLIGHT HEALTH INC COM CL B 13,716 46,000 0.00%
58 RADISYS CORP COM 11,886 47,000 0.00%
59 GOLD RESOURCE CORP 20,118 47,000 0.00%
60 NYMOX PHARMACEUTICAL CORP 20,082 49,000 0.00%
61 YINGLI GREEN ENERGY HLDG CO 10,867 49,000 0.00%
62 INTREPID POTASH INC 44,793 50,000 0.00%
63 SANDRIDGE PERMIAN TR 20,174 52,000 0.00%
64 ASSEMBLY BIOSCIENCES INC 10,457 52,000 0.00%
65 MICROVISION INC DEL 28,499 53,000 0.00%
66 CLOUD PEAK ENERGY INC COM 27,062 53,000 0.00%
67 Key Energy Services, Inc. 148,915 54,000 0.00%
68 AVALANCHE BIOTECHNOLOGIES IN 10,501 54,000 0.00%
69 A H BELO CORP 11,417 55,000 0.00%
70 SEACHANGE INTL INC 10,018 55,000 0.00%
71 MODUSLINK GLOBAL SOLUTIONS I 37,358 55,000 0.00%
72 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW 22,309 57,000 0.00%
73 AMYRIS INC COM 55,887 62,000 0.00%
74 UNITED MICROELECTRONICS CORP 30,760 64,000 0.00%
75 PIXELWORKS INC 29,681 65,000 0.00%
76 ITT Educational Services Inc 21,038 65,000 0.00%
77 CHRISTOPHER & BANKS CORP 26,974 65,000 0.00%
78 Star Bulk Carriers Corp. 88,430 67,000 0.00%
79 AVIANCA HLDGS SA 13,717 68,000 0.00%
80 ANTHERA PHARMACEUTICALS I 18,553 68,000 0.00%
81 TILLYS INC CL A 10,076 68,000 0.00%
82 Curis, Inc 42,277 68,000 0.00%
83 QUINSTREET INC COM USD0.001 20,706 71,000 0.00%
84 BIODELIVERY SCIENCES INTL IN 22,173 71,000 0.00%
85 SORRENTO THERAPEUTICS INC COM NEW 13,394 72,000 0.00%
86 CAPITAL PRODUCT PARTNERS L P 24,003 76,000 0.00%
87 ENERGY FOCUS INC COM NEW 10,239 76,000 0.00%
88 RIGEL PHARMACEUTICAL INC 36,523 76,000 0.00%
89 ENDOCYTE INC 24,482 77,000 0.00%
90 SYNERON MEDICAL LTD 10,503 77,000 0.00%
91 UNIVERSAL AMERN CORP NEW 10,898 78,000 0.00%
92 SECOND SIGHT MED PRODS INC 16,499 80,000 0.00%
93 PEABODY ENERGY ORD 34,203 80,000 0.00%
94 VERSARTIS INC 10,051 81,000 0.00%
95 CASCADE BANCORP 14,057 81,000 0.00%
96 BELLATRIX EXPLORATION LTD 81,152 82,000 0.00%
97 FCB Financial Holdings Inc 14,734 82,000 0.00%
98 XENITH BANKSHARES INC 11,023 83,000 0.00%
99 CAREER EDUCATION CRP 18,226 83,000 0.00%
100 BRAVO BRIO RESTAURANT GROUP COM 10,601 83,000 0.00%
Page 2 of 79

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-065813, filed 2016.05.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.