| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Archford Capital Strategies, LLC | 40,130 | 40,129,200 | 24.04% | ||
| 2 | Broadfin Capital, LLC | 5,188,794 | 16,760,000 | 10.04% | ||
| 3 | FEDERATED HERMES, INC. | 2,960,554 | 9,563,000 | 5.73% | ||
| 4 | ARMISTICE CAPITAL, LLC | 2,712,000 | 8,760,000 | 5.25% | ||
| 5 | FALCON POINT CAPITAL, LLC | 2,464,544 | 7,960,000 | 4.77% | ||
| 6 | Engaged Capital LLC | 1,876,550 | 6,061,000 | 3.63% | ||
| 7 | VANGUARD GROUP INC | 1,840,309 | 5,945,000 | 3.56% | ||
| 8 | ROYCE & ASSOCIATES LP | 1,837,800 | 5,936,000 | 3.56% | ||
| 9 | BlackRock Institutional Trust Company, N.A. | 1,430,567 | 4,621,000 | 2.77% | ||
| 10 | MILLENNIUM MANAGEMENT LLC | 1,206,803 | 3,898,000 | 2.33% | ||
| 11 | BlackRock Fund Advisors | 1,202,459 | 3,884,000 | 2.33% | ||
| 12 | RUSSELL FRANK CO/ | 1,149,093 | 3,711,000 | 2.22% | ||
| 13 | Grandeur Peak Global Advisors, LLC | 950,456 | 3,070,000 | 1.84% | ||
| 14 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 797,370 | 2,576,000 | 1.54% | ||
| 15 | STATE STREET CORP | 744,607 | 2,405,000 | 1.44% | ||
| 16 | Foresite Capital Management II, LLC | 743,395 | 2,401,000 | 1.44% | ||
| 17 | BANK OF MONTREAL /CAN/ | 681,591 | 2,202,000 | 1.32% | ||
| 18 | Granahan Investment Management, LLC | 669,950 | 2,164,000 | 1.30% | ||
| 19 | RENAISSANCE TECHNOLOGIES LLC | 633,100 | 2,045,000 | 1.22% | ||
| 20 | NORTHERN TRUST CORP | 562,794 | 1,818,000 | 1.09% | ||
| 21 | BAILARD, INC. | 558,000 | 1,802,000 | 1.08% | ||
| 22 | SABBY MANAGEMENT, LLC | 555,969 | 1,796,000 | 1.08% | ||
| 23 | PANAGORA ASSET MANAGEMENT INC | 543,649 | 1,756,000 | 1.05% | ||
| 24 | BLAIR WILLIAM & CO/IL | 537,003 | 1,734,000 | 1.04% | ||
| 25 | FMR LLC | 511,479 | 1,652,000 | 0.99% | ||
| 26 | TIVERTON ASSET MANAGEMENT LLC | 498,763 | 1,611,000 | 0.96% | ||
| 27 | SUFFOLK CAPITAL MANAGEMENT LLC | 481,490 | 1,555,000 | 0.93% | ||
| 28 | SHEPHERD KAPLAN KROCHUK, LLC | 463,598 | 1,497,000 | 0.90% | ||
| 29 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 371,700 | 1,201,000 | 0.72% | Put | |
| 30 | DEUTSCHE BANK AG\ | 360,397 | 1,162,000 | 0.70% | ||
| 31 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 312,871 | 1,011,000 | 0.61% | ||
| 32 | GEODE CAPITAL MANAGEMENT, LLC | 299,783 | 968,000 | 0.58% | ||
| 33 | JPMORGAN CHASE & CO | 297,533 | 961,000 | 0.58% | ||
| 34 | Foresite Capital Management II, LLC | 209,500 | 943,000 | 0.56% | Put | |
| 35 | Bank of New York Mellon Corp | 229,404 | 741,000 | 0.44% | ||
| 36 | BAKER BROS. ADVISORS LP | 210,021 | 678,000 | 0.41% | ||
| 37 | FORESITE CAPITAL MANAGEMENT III, LLC | 207,498 | 670,000 | 0.40% | ||
| 38 | SEARLE & CO. | 184,250 | 614,000 | 0.37% | ||
| 39 | TIAA CREF INVESTMENT MANAGEMENT LLC | 183,967 | 594,000 | 0.36% | ||
| 40 | BlackRock Investment Management, LLC | 166,988 | 539,000 | 0.32% | ||
| 41 | MORGAN STANLEY | 152,944 | 494,000 | 0.30% | ||
| 42 | SIT INVESTMENT ASSOCIATES INC | 144,150 | 466,000 | 0.28% | ||
| 43 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 110,000 | 355,000 | 0.21% | ||
| 44 | GOLDMAN SACHS GROUP INC | 103,092 | 333,000 | 0.20% | ||
| 45 | CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 99,462 | 321,000 | 0.19% | ||
| 46 | Nationwide Fund Advisors | 97,454 | 315,000 | 0.19% | ||
| 47 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 95,800 | 309,000 | 0.19% | ||
| 48 | CITADEL ADVISORS LLC | 95,361 | 308,000 | 0.18% | ||
| 49 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 93,619 | 303,000 | 0.18% | ||
| 50 | DAVENPORT & Co LLC | 91,700 | 296,191 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
