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Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 Rubicon Minerals Corp 14,508 1 0.00%
2 GOLDEN STAR RES LTD CDA 20,000 3 0.00%
3 GREAT PANTHER SILVER LTD 10,000 5 0.00%
4 SFX ENTMT INC 35,034 7 0.00%
5 PENGROWTH ENERGY CORP 10,060 7 0.00%
6 * SANDRIDGE ENERGY INC COM 33,664 7 0.00%
7 PENN WEST PETE LTD NEW 13,324 11 0.00%
8 GOODRICH PETE CORP 39,791 11 0.00%
9 ARCH COAL INC 12,021 12 0.00%
10 SEVENTY SEVEN ENERGY INC - escrow shares 12,229 13 0.00%
11 MCEWEN MNG INC 15,319 16 0.00%
12 DRYSHIPS INC 94,998 17 0.00%
13 LINN CO LLC 20,064 20 0.00%
14 SEQUENOM INC 15,046 25 0.00%
15 GLOBALSTAR INC 17,076 25 0.00%
16 RENNOVA HEALTH INC 20,490 28 0.00%
17 VIVUS INC 27,490 28 0.00%
18 COMPANHIA ENERGETICA DE MINA 18,675 28 0.00%
19 CTC Media, Inc. 18,736 35 0.00%
20 B2GOLD CORP 33,838 35 0.00%
21 GOLDEN OCEAN GRP LTD 35,665 38 0.00%
22 STRATA SKIN SCIENCES INC COM 35,250 39 0.00%
23 AKERS BIOSCIENCES INC 34,157 41 0.00%
24 FORTUNA SILVER MINES INC 20,395 46 0.00%
25 HARMONY GOLD MINING CO LTD 60,167 56 0.00%
26 ARENA PHARMACEUTICALS INC 30,134 57 0.00%
27 PRETIUM RES INC 12,000 60 0.00%
28 SILVER STD RES INC 11,674 60 0.00%
29 RENREN INCORPORATED SPONSORED ADR 16,791 62 0.00%
30 TALEN ENERGY CORP 10,130 63 0.00%
31 VIAVI SOLUTIONS INC 10,552 64 0.00%
32 DENBURY RES INC COM NEW 31,465 64 0.00%
33 AEROPOSTALE INC N/C 8/16/17 00215Q103 236,387 66 0.00%
34 Nomura Holdings Inc 12,487 69 0.00%
35 ParkerVision Inc. (PRKR) 300,461 70 0.00%
36 NAVIOS MARITIME PARTNERS L P 23,620 71 0.00%
37 THOMPSON CREEK METALS CO COM 351,826 71 0.00%
38 CHEMOURS CO 13,269 71 0.00%
39 EXELIXIS INC 12,724 72 0.00%
40 RAPTOR PHARMACEUTICAL CORP 14,058 73 0.00%
41 AMARIN CORP PLC 39,231 74 0.00%
42 PLUG POWER INC 35,084 74 0.00%
43 PETROLEO BRASILEIRO SA PETRO 18,300 79 0.00% Put
44 RARE ELEMENT RES LTD 555,475 84 0.00%
45 CPFL ENERGIA S A 12,393 92 0.00%
46 ATMEL CORP 11,054 95 0.00%
47 MESOBLAST LTD 15,077 96 0.00%
48 YINGLI GREEN ENERGY HLDG CO 21,126 96 0.00%
49 MBIA INC 14,987 97 0.00%
50 NQ MOBILE INC 27,362 100 0.00%
Page 1 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
601 World Wrestling Entertainment Inc 67,568 1,205 0.01%
602 SPECTRA ENERGY CORP 50,168 1,201 0.01%
603 HERSHEY CO 13,373 1,194 0.01%
604 AMERIPRISE FINL INC 11,211 1,193 0.01%
605 PROLOGIS INC 27,632 1,186 0.01%
606 SPDR INDEX SHS FDS 34,349 1,183 0.01%
607 PIONEER NAT RES CO 9,417 1,181 0.01%
608 CUMMINS INC 13,387 1,178 0.01%
609 UNION PAC CORP 15,000 1,173 0.01% Call
610 MCCORMICK & CO INC 13,529 1,158 0.01%
611 CLOROX CO DEL 9,109 1,155 0.01%
612 TOLL BROTHERS INC 34,462 1,148 0.01%
613 ISHARES TR 20,555 1,147 0.01%
614 ENSCO PLC 74,454 1,146 0.01%
615 SKECHERS U S A INC 37,743 1,140 0.01%
616 D R HORTON INC 35,497 1,137 0.01%
617 SEATTLE GENETICS INC 25,323 1,136 0.01%
618 Dentsply Intl Inc 18,498 1,126 0.01%
619 AUTONATION INC 18,834 1,124 0.01%
620 FIFTH THIRD BANCORP 55,812 1,122 0.01%
621 IPG PHOTONICS CORP 12,435 1,109 0.01%
622 SCRIPPS NETWORKS INTERACT IN 20,082 1,109 0.01%
623 TYSON FOODS INC 20,744 1,106 0.01%
624 ZIMMER BIOMET HLDGS INC 10,757 1,104 0.01%
625 BOSTON PROPERTIES 8,653 1,104 0.01%
626 PROGRESSIVE CORP OHIO 34,397 1,094 0.01%
627 ALLIANCE DATA SYSTEMS CORP 3,925 1,086 0.01%
628 COMPANHIA BRASILEIRA DE DIST 101,353 1,066 0.01%
629 LEVEL 3 COMMUNICATIONS INC 19,441 1,057 0.01%
630 ST JUDE MED INC 17,104 1,057 0.01%
631 BEST BUY INC 34,646 1,055 0.01%
632 PACIFIC BIOSCIENCES CALIF IN 80,284 1,054 0.01%
633 DISNEY WALT CO 10,000 1,051 0.01% Call
634 CATERPILLAR INC DEL PUT 15,444 1,050 0.01% Put
635 SELECT SECTOR SPDR TR 24,482 1,049 0.01%
636 INTL PAPER CO 27,825 1,049 0.01%
637 EVERSOURCE ENERGY 20,371 1,040 0.01%
638 AGILENT TECHNOLOGIES INC 24,835 1,038 0.01%
639 NOBLE ENERGY INC 31,486 1,037 0.01%
640 M & T BK CORP 8,536 1,034 0.01%
641 EDWARDS LIFESCIENCES CORP 13,038 1,030 0.01%
642 U S G CORP 42,396 1,030 0.01%
643 KING DIGITAL ENTMT PLC 57,414 1,027 0.01%
644 PRICE T ROWE GROUP INC 14,317 1,024 0.01%
645 AMPHENOL CORP NEW 19,568 1,022 0.01%
646 STATOIL ASA 72,422 1,011 0.01%
647 DTE ENERGY CO 12,586 1,009 0.01%
648 C H ROBINSON WORLDWIDE INC 16,261 1,009 0.01%
649 LLOYDS BANKING GROUP PLC 230,717 1,006 0.01%
650 SOHU COM INC COM 17,585 1,006 0.01%
Page 13 of 23