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Caterpillar Inc
Caterpillar Inc. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 12 Institutional holders with a total value of $248,575,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 1,634,900 111,108,000 44.70% Put
2 JPMORGAN CHASE & CO 842,000 57,222,000 23.02% Put
3 Timber Hill LLC 489,000 33,232,000 13.37% Put
4 Allianz Asset Management GmbH 207,500 14,102,000 5.67% Put
5 GROUP ONE TRADING LLC 194,400 13,211,000 5.31% Put
6 Andalusian Capital Partners, LP 100,000 6,796,000 2.73% Put
7 MUFG Securities EMEA plc 60,500 4,112,000 1.65% Put
8 SG Americas Securities, LLC 1,153,400 2,826,000 1.14% Put
9 Virtu KCG Holdings LLC 33,500 2,277,000 0.92% Put
10 SIMPLEX TRADING, LLC 4,994 2,095,000 0.84% Put
11 COMMERZBANK AKTIENGESELLSCHAFT /FI 15,444 1,050,000 0.42% Put
12 THRAX MANAGEMENT, LLC 8,000 544,000 0.22% Put

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.