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Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 Rubicon Minerals Corp 14,508 1 0.00%
2 GOLDEN STAR RES LTD CDA 20,000 3 0.00%
3 GREAT PANTHER SILVER LTD 10,000 5 0.00%
4 SFX ENTMT INC 35,034 7 0.00%
5 PENGROWTH ENERGY CORP 10,060 7 0.00%
6 * SANDRIDGE ENERGY INC COM 33,664 7 0.00%
7 PENN WEST PETE LTD NEW 13,324 11 0.00%
8 GOODRICH PETE CORP 39,791 11 0.00%
9 ARCH COAL INC 12,021 12 0.00%
10 SEVENTY SEVEN ENERGY INC - escrow shares 12,229 13 0.00%
11 MCEWEN MNG INC 15,319 16 0.00%
12 DRYSHIPS INC 94,998 17 0.00%
13 LINN CO LLC 20,064 20 0.00%
14 SEQUENOM INC 15,046 25 0.00%
15 GLOBALSTAR INC 17,076 25 0.00%
16 RENNOVA HEALTH INC 20,490 28 0.00%
17 VIVUS INC 27,490 28 0.00%
18 COMPANHIA ENERGETICA DE MINA 18,675 28 0.00%
19 CTC Media, Inc. 18,736 35 0.00%
20 B2GOLD CORP 33,838 35 0.00%
21 GOLDEN OCEAN GRP LTD 35,665 38 0.00%
22 STRATA SKIN SCIENCES INC COM 35,250 39 0.00%
23 AKERS BIOSCIENCES INC 34,157 41 0.00%
24 FORTUNA SILVER MINES INC 20,395 46 0.00%
25 HARMONY GOLD MINING CO LTD 60,167 56 0.00%
26 ARENA PHARMACEUTICALS INC 30,134 57 0.00%
27 PRETIUM RES INC 12,000 60 0.00%
28 SILVER STD RES INC 11,674 60 0.00%
29 RENREN INCORPORATED SPONSORED ADR 16,791 62 0.00%
30 TALEN ENERGY CORP 10,130 63 0.00%
31 VIAVI SOLUTIONS INC 10,552 64 0.00%
32 DENBURY RES INC COM NEW 31,465 64 0.00%
33 AEROPOSTALE INC N/C 8/16/17 00215Q103 236,387 66 0.00%
34 Nomura Holdings Inc 12,487 69 0.00%
35 ParkerVision Inc. (PRKR) 300,461 70 0.00%
36 NAVIOS MARITIME PARTNERS L P 23,620 71 0.00%
37 THOMPSON CREEK METALS CO COM 351,826 71 0.00%
38 CHEMOURS CO 13,269 71 0.00%
39 EXELIXIS INC 12,724 72 0.00%
40 RAPTOR PHARMACEUTICAL CORP 14,058 73 0.00%
41 AMARIN CORP PLC 39,231 74 0.00%
42 PLUG POWER INC 35,084 74 0.00%
43 PETROLEO BRASILEIRO SA PETRO 18,300 79 0.00% Put
44 RARE ELEMENT RES LTD 555,475 84 0.00%
45 CPFL ENERGIA S A 12,393 92 0.00%
46 ATMEL CORP 11,054 95 0.00%
47 MESOBLAST LTD 15,077 96 0.00%
48 YINGLI GREEN ENERGY HLDG CO 21,126 96 0.00%
49 MBIA INC 14,987 97 0.00%
50 NQ MOBILE INC 27,362 100 0.00%
Page 1 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
651 WEC ENERGY GROUP INC 19,568 1,004 0.01%
652 DECKERS OUTDOOR CORP 21,230 1,002 0.01%
653 NIELSEN HLDGS PLC 21,350 995 0.01%
654 HSBC HLDGS PLC 25,067 989 0.01%
655 CHURCH & DWIGHT 11,642 988 0.01%
656 TENAX THERAPEUTICS INC COM 300,000 984 0.01%
657 FIRSTENERGY CORP 30,864 979 0.01%
658 BANCO BRADESCO S A 202,543 974 0.01%
659 NUANCE COMMUNICATIONS INC 48,925 973 0.01%
660 JUNIPER NETWORKS INC 35,219 972 0.01%
661 INTERCEPT PHARMACEUTICALS INCORPORATED 6,503 971 0.01%
662 TEXTRON INC 23,106 971 0.01%
663 WESTERN UN CO 54,241 971 0.01%
664 PENTAIR PLC 19,479 965 0.01%
665 STAPLES INC 101,812 964 0.01%
666 BAIDU INC 5,100 964 0.01% Put
667 ESSEX PPTY TR INC 4,022 963 0.01%
668 UNITED STATES STL CORP NEW 120,492 962 0.01%
669 GENUINE PARTS CO 11,158 958 0.01%
670 DOMINOS PIZZA (USD) 8,589 956 0.01%
671 NORTHERN TRUST 13,252 955 0.01%
672 MYRIAD GENETICS INC 22,004 950 0.01%
673 INFOSYS LTD 56,360 944 0.01%
674 FOSSIL GROUP INC 25,657 938 0.01%
675 TAIWAN SEMICONDUCTOR MFG LTD 41,094 935 0.01%
676 BAYTEX ENERGY CORP 286,211 927 0.01%
677 EQUIFAX INC 8,323 927 0.01%
678 VORNADO REALTY 9,252 925 0.01%
679 SPDR SERIES TRUST 61,857 925 0.01%
680 VULCAN MATLS CO 9,710 922 0.01%
681 ROWAN COMPANIES PLC SHS CL A 54,123 917 0.01%
682 DEAN FOODS CO NEW 53,458 917 0.01%
683 REGIONS FINANCIAL CORP NEW 95,437 916 0.01%
684 FRANKLIN RESOURCES INC 24,760 912 0.01%
685 INVESCO LTD 27,208 911 0.01%
686 HARMAN INTL INDS INC COM 9,638 908 0.01%
687 GOPRO INC 50,000 901 0.01% Call
688 AIRGAS INC 6,504 900 0.01%
689 NORDSTROM INC 18,047 899 0.01%
690 Market Vector Junior 46,763 898 0.01%
691 RYANAIR HLDGS PLC 10,313 892 0.01%
692 SNAP ON INC 5,198 891 0.01%
693 AMETEK INC NEW 16,605 890 0.01%
694 CITIZENS FINL GROUP INC 33,997 890 0.01%
695 WHITING PETROLEUM CORP COM 93,879 886 0.01%
696 ALASKA AIR GROUP INC 10,990 885 0.01%
697 TRINITY INDS INC 36,808 884 0.01%
698 JAZZ PHARMACEUTICALS PLC 6,268 881 0.01%
699 Adt Corp 26,625 878 0.01%
700 HARRIS CORP 10,021 871 0.01%
Page 14 of 23