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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 2,697 holdings with a total value of $87,730,448,000.
#
Name
Shares
Value ($)
%
Options
Notes
2651 GENMARK DIAGNOSTICS INC COM 14,100 109,000 0.00%
2652 FLUIDIGM CORP DEL COM 10,099 109,000 0.00%
2653 MONEYGRAM INTL 16,899 106,000 0.00%
2654 SOLAZYME INC 40,998 102,000 0.00%
2655 PEABODY ENERGY CORP COM NEW 13,104 101,000 0.00%
2656 TIM PARTICIPACOES S A SPONSORED ADR 11,566 98,000 0.00%
2657 HARTE-HANKS INC 30,198 98,000 0.00%
2658 TUESDAY MORNING CORP 14,998 97,000 0.00%
2659 CASTLIGHT HEALTH INC COM CL B 21,800 93,000 0.00%
2660 TITAN INTL INC ILL COM 23,698 93,000 0.00%
2661 ORBCOMM INCORPORATED 12,600 91,000 0.00%
2662 ACACIA RESH CORP 21,298 91,000 0.00%
2663 KRONOS WORLDWIDE INC 15,999 90,000 0.00%
2664 TELENAV INC COM 15,800 90,000 0.00%
2665 CENTURY ALUM CO COM 19,800 88,000 0.00%
2666 C&J ENERGY SVCS LTD 18,399 88,000 0.00%
2667 CONSTELLIUM HOLDCO 11,193 86,000 0.00%
2668 NORTHWEST BIOTHERAPEUTICS INC 26,700 85,000 0.00%
2669 LIQUIDITY SERVICES INC 12,800 83,000 0.00%
2670 LINN CO LLC 80,658 82,000 0.00%
2671 BRIDGEPOINT EDUCATION INC 10,000 76,000 0.00%
2672 EXAR CORPORATION 11,998 74,000 0.00%
2673 AMERESCO INC 11,797 74,000 0.00%
2674 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B ADDED 28,321 73,000 0.00%
2675 ARC DOCUMENT SOLUTIONS INC COM 16,200 72,000 0.00%
2676 CIVEO CORP CDA 49,978 71,000 0.00%
2677 ECLIPSE RES CORP COM 39,000 71,000 0.00%
2678 DENISON MINES CORP 119,893 60,000 0.00%
2679 TERRAFORM GLOBAL INC CL A 10,600 59,000 0.00%
2680 W T OFFSHORE INC 24,998 58,000 0.00%
2681 FAIRMOUNT SANTROL HLDGS INC COM 24,100 57,000 0.00%
2682 SEARS CDA INC COM 10,900 55,000 0.00%
2683 NII HLDGS INC COM PAR 0.001 10,800 55,000 0.00%
2684 CLOUD PEAK ENERGY INC COM 25,685 53,000 0.00%
2685 ENERNOC INC 13,599 52,000 0.00%
2686 EP Energy Corp 10,975 48,000 0.00%
2687 GENESIS HEALTHCARE INC 13,800 48,000 0.00%
2688 MOBILEIRON INC COM NEW 13,000 47,000 0.00%
2689 HALCON RES CORP 33,878 43,000 0.00%
2690 Key Energy Services Inc 84,267 41,000 0.00%
2691 SEVENTY SEVEN ENERGY INC - escrow shares 38,065 40,000 0.00%
2692 Energy XXI LTD 39,125 40,000 0.00%
2693 COMPANHIA SIDERURGICA NACION 32,799 32,000 0.00%
2694 VALE S A 11,300 29,000 0.00%
2695 ARCH COAL INC 21,023 21,000 0.00%
2696 * SANDRIDGE ENERGY INC COM 88,208 18,000 0.00%
2697 SYNTA PHARMACEUTICALS CORP 32,377 11,000 0.00%
Page 54 of 54

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000861177-16-000020, filed 2016.02.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.