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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 2,697 holdings with a total value of $87,730,448,000.
#
Name
Shares
Value ($)
%
Options
Notes
2551 SEADRILL LIMITED 55,400 188,000 0.00%
2552 CHEGG INC COM 27,900 188,000 0.00%
2553 ICONIX BRAND GROUP INC 27,598 188,000 0.00%
2554 STUDENT TRANSN INC 51,081 188,000 0.00%
2555 PRIMERO MNG CORP 83,496 187,000 0.00%
2556 CHANNELADVISOR CORP COM 13,400 186,000 0.00%
2557 TREVENA INC 17,600 185,000 0.00%
2558 INOVALON HLDGS INC COM CL A 10,800 184,000 0.00%
2559 LENDINGCLUB CORP 16,475 182,000 0.00%
2560 CARA THERAPEUTICS INC 10,800 182,000 0.00%
2561 INFINITY PHARMACEUTICALS INC 23,119 181,000 0.00%
2562 CATCHMARK TIMBER TR INC 15,967 181,000 0.00%
2563 HORNBECK OFFSHORE SVCS IN 18,099 180,000 0.00%
2564 STAGE STORES INC 19,700 179,000 0.00%
2565 CAREER EDUCATION CRP 49,100 178,000 0.00%
2566 RMR GROUP INC 12,362 178,000 0.00%
2567 SAFEGUARD SCIENTIFICS INCORPORATED COM NEW 12,198 177,000 0.00%
2568 NN Inc Com 10,980 175,000 0.00%
2569 CARROLS RESTAURANT GROUP INC 14,924 175,000 0.00%
2570 BOINGO WIRELESS INC COM 26,224 174,000 0.00%
2571 EXCO RESOURCES INC 140,023 174,000 0.00%
2572 CORCEPT THERAPEUTICS INC 34,700 173,000 0.00%
2573 ENOVA INTL INC COM 26,133 173,000 0.00%
2574 NEWCASTLE INVT CORP 42,368 173,000 0.00%
2575 ORGANOVO HLDGS INC 69,300 173,000 0.00%
2576 CLEAR CHANNEL OUTDOOR HLDGS CL A 30,800 172,000 0.00%
2577 CoBiz Financial Inc 12,797 172,000 0.00%
2578 RUDOLPH TECHNOLOGIES INC 12,098 172,000 0.00%
2579 TANGOE INC COM DELETED 20,399 171,000 0.00%
2580 ZUMIEZ INC 11,299 171,000 0.00%
2581 ISLE OF CAPRI CASINOS INC COM 12,300 171,000 0.00%
2582 INTRALINKS HLDGS INC 18,897 171,000 0.00%
2583 XCERRA CORP 28,296 171,000 0.00%
2584 NORTHERN OIL & GAS INC NEV 43,955 170,000 0.00%
2585 SAGENT PHARMACEUTICALS INC 10,600 169,000 0.00%
2586 PLUG POWER INC 80,000 169,000 0.00%
2587 LAKE SHORE GOLD CORP 208,780 168,000 0.00%
2588 FUTUREFUEL CORPORATION 12,400 167,000 0.00%
2589 TRAVELCENTERS AMER LLC 17,300 163,000 0.00%
2590 COWEN GROUP INC NEW 42,290 162,000 0.00%
2591 SEQUENTIAL BRNDS GROUP INC N 20,400 161,000 0.00%
2592 Check Point Software Technologies Ltd 25,498 160,000 0.00%
2593 SEQUENOM INC 96,496 158,000 0.00%
2594 TIMKENSTEEL CORPORATION COM 18,748 157,000 0.00%
2595 PICO HLDGS INC 15,099 156,000 0.00%
2596 ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN 33,727 156,000 0.00%
2597 VALE S A 47,287 156,000 0.00%
2598 VERSARTIS INC 12,500 155,000 0.00%
2599 SCHNITZER STL INDS 10,799 155,000 0.00%
2600 CELADON GROUP INC 15,699 155,000 0.00%
Page 52 of 54

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000861177-16-000020, filed 2016.02.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.