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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 2,627 holdings with a total value of $86,248,638,000.
#
Name
Shares
Value ($)
%
Options
Notes
2601 DENISON MINES CORP 119,893 68,000 0.00%
2602 CARA THERAPEUTICS INC 10,800 67,000 0.00%
2603 COMPANHIA SIDERURGICA NACION 32,799 65,000 0.00%
2604 LIQUIDITY SERVICES INC 12,300 64,000 0.00%
2605 SUNEDISON INC 1,500,000 60,000 0.00% PRN
2606 FAIRMOUNT SANTROL HLDGS INC 24,100 60,000 0.00%
2607 CTI BIOPHARMA 112,900 60,000 0.00%
2608 TETRAPHASE PHARMACEUTICALS INC COM 11,500 53,000 0.00%
2609 ECLIPSE RES CORP COM 37,000 53,000 0.00%
2610 W T OFFSHORE INC 23,298 51,000 0.00%
2611 ULTRA PETROLEUM CORP 103,096 51,000 0.00%
2612 EP Energy Corp 10,975 50,000 0.00%
2613 Internap Network Services Corp 17,998 49,000 0.00%
2614 AMERESCO INC 10,197 49,000 0.00%
2615 BONANZA CREEK ENERGY INC 27,199 43,000 0.00%
2616 INTREPID POTASH INC 37,498 42,000 0.00%
2617 VIVINT SOLAR INC 16,000 42,000 0.00%
2618 UNITED DEV FDG IV COM 13,082 42,000 0.00%
2619 NORTHWEST BIOTHERAPEUTICS 26,700 39,000 0.00%
2620 STONE ENERGY CORP 48,728 38,000 0.00%
2621 OREXIGEN THERAPEUTICS INC COM 65,197 37,000 0.00%
2622 GENESIS HEALTHCARE INC 13,800 32,000 0.00%
2623 HALCON RES CORP 32,858 32,000 0.00%
2624 LINN CO LLC 78,082 28,000 0.00%
2625 C&J ENERGY SVCS LTD 17,399 25,000 0.00%
2626 GOLDEN OCEAN GROUP LTD 16,866 10,000 0.00%
2627 SYNTA PHARMACEUTICALS CORP 31,098 7,000 0.00%
Page 53 of 53

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000861177-16-000031, filed 2016.05.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.