Dark
Light
System
Security
CTI BIOPHARMA CORP
CTI BIOPHARMA CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 83 Institutional holders with a total value of $58,177,107.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BVF INC/IL 44,796,940 23,805,000 40.92%
2 FMR LLC 23,782,248 12,638,000 21.72%
3 VANGUARD GROUP INC 8,327,849 4,425,000 7.61%
4 BlackRock Fund Advisors 6,043,618 3,212,000 5.52%
5 BlackRock Institutional Trust Company, N.A. 5,684,666 3,021,000 5.19%
6 STONEPINE CAPITAL MANAGEMENT, LLC 3,743,340 1,989,000 3.42%
7 STATE STREET CORP 2,730,387 1,452,000 2.50%
8 NORTHERN TRUST CORP 2,381,760 1,265,000 2.17%
9 GEODE CAPITAL MANAGEMENT, LLC 1,321,080 702,000 1.21%
10 MILLENNIUM MANAGEMENT LLC 923,678 491,000 0.84%
11 Bank of New York Mellon Corp 873,042 464,000 0.80%
12 BlackRock Investment Management, LLC 847,000 450,000 0.77%
13 Alyeska Investment Group, L.P. 773,469 411,000 0.71%
14 JANE STREET GROUP, LLC 701,579 373,000 0.64%
15 UNITED CAPITAL FINANCIAL ADVISORS, LLC 526,210 279,000 0.48%
16 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 488,611 260,000 0.45%
17 COMMERZBANK AKTIENGESELLSCHAFT /FI 421,460 224,000 0.39%
18 WASHINGTON TRUST Co 410,616 218,000 0.37%
19 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 393,700 210,000 0.36%
20 Swiss National Bank 360,150 185,000 0.32%
21 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 343,900 183,000 0.31%
22 CREDIT SUISSE AG/ 218,698 117,000 0.20%
23 RHUMBLINE ADVISERS 195,545 104,000 0.18%
24 CITIGROUP INC 191,817 102,000 0.18%
25 TUDOR INVESTMENT CORP ET AL 188,500 100,000 0.17%
26 SG Americas Securities, LLC 157,960 84,000 0.14%
27 NEW YORK STATE COMMON RETIREMENT FUND 150,400 80,000 0.14%
28 Nationwide Fund Advisors 148,412 79,000 0.14%
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 145,598 75,000 0.13%
30 ALLIANCEBERNSTEIN L.P. 139,900 74,000 0.13%
31 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 131,920 70,000 0.12%
32 CITADEL ADVISORS LLC 129,866 69,000 0.12%
33 AMERICAN INTERNATIONAL GROUP, INC. 128,341 68,000 0.12%
34 GOLDMAN SACHS GROUP INC 120,480 64,000 0.11%
35 DEUTSCHE BANK AG\ 122,121 63,000 0.11%
36 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 112,900 60,000 0.10%
37 VOYA INVESTMENT MANAGEMENT LLC 101,260 54,000 0.09%
38 BLACKROCK ADVISORS LLC 92,293 49,000 0.08%
39 Creative Planning 91,741 49,000 0.08%
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 87,300 46,000 0.08% Call
41 AQR CAPITAL MANAGEMENT LLC 80,700 43,000 0.07%
42 BAYESIAN CAPITAL MANAGEMENT, LP 76,100 40,000 0.07%
43 WELLS FARGO & COMPANY/MN 68,704 37,000 0.06%
44 GUGGENHEIM CAPITAL LLC 68,146 36,000 0.06%
45 MORGAN STANLEY 66,155 35,000 0.06%
46 JPMORGAN CHASE & CO 57,107 30,000 0.05%
47 JW Asset Management, LLC 50,254 27,000 0.05%
48 BlackRock Group LTD 49,910 26,000 0.04%
49 PANAGORA ASSET MANAGEMENT INC 45,270 24,000 0.04%
50 PRINCIPAL FINANCIAL GROUP INC 40,323 21,000 0.04%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.