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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
8851 WESTAR ENERGY 1,947 109 0.00%
8852 PLUG POWER INC 58,800 109 0.00%
8853 DUN & BRADSTREET CORP DEL NE 895 109 0.00%
8854 IDEXX LABS INC 1,169 109 0.00%
8855 CHARTER COMMUNICATIONS INC N 477 109 0.00%
8856 ALLSTATE CORP 1,557 109 0.00%
8857 TIFFANY 1,800 109 0.00%
8858 BIOMARIN PHARMACEUTICAL INC 1,400 109 0.00%
8859 WYNN RESORTS LTD 1,200 109 0.00%
8860 PALO ALTO NETWORKS INC 883 108 0.00%
8861 MONEYGRAM INTL INC COM NEW 15,699 108 0.00%
8862 RAYMOND JAMES FINANC 2,200 108 0.00%
8863 RALPH LAUREN CORP 1,200 108 0.00%
8864 MEDIVATION INC 1,790 108 0.00%
8865 BERKLEY W R CORP 1,783 107 0.00%
8866 COWEN GROUP INC NEW 36,190 107 0.00%
8867 Foamix Pharmaceuticals Ltd. 16,912 107 0.00%
8868 CHESAPEAKE ENERGY CORP 24,700 106 0.00%
8869 F5 NETWORKS INC 933 106 0.00%
8870 PRECISION DRILLING CORP 20,100 106 0.00%
8871 B/E AEROSPACE INC 2,300 106 0.00%
8872 LENDINGCLUB CORP 24,665 106 0.00%
8873 LLOYDS BANKING GROUP PLC 35,525 106 0.00%
8874 UNITED CONTL HLDGS INC 2,585 106 0.00%
8875 THERAPEUTICSMD INC 12,417 106 0.00%
8876 PPL CORP 2,793 105 0.00%
8877 PEOPLES UNITED FINANCIAL INC 7,161 105 0.00%
8878 LIONBRIDGE TECHNOLOGIES ORD 26,500 105 0.00%
8879 DOMINOS PIZZA (USD) 800 105 0.00%
8880 IMS HEALTH HLDS INC 4,131 105 0.00%
8881 GOLDCORP INC NEW 5,500 105 0.00%
8882 TRIMBLE INC 4,300 105 0.00%
8883 COMPANHIA DE SANEAMENTO BASI 11,658 104 0.00%
8884 JACOBS ENGR GROUP INC 2,080 104 0.00%
8885 HALOZYME THERAPEUTICS INC 12,011 104 0.00%
8886 NAVIENT CORPORATION 8,700 104 0.00%
8887 REALOGY HLDGS CORP 3,579 104 0.00%
8888 FREEPORT-MCMORAN INC 9,300 104 0.00%
8889 SPORTSMANS WAREHOUSE 12,800 103 0.00%
8890 ENVISIONHEALTHCA 4,071 103 0.00%
8891 SPRINT CORP 22,409 102 0.00%
8892 HOLLYFRONTIER CORP 4,272 102 0.00%
8893 GILEAD SCIENCES INC 1,225 102 0.00%
8894 PINNACLE WEST 1,254 102 0.00%
8895 ON DECK CAP INC 19,832 102 0.00%
8896 ZILLOW GROUP INC 2,800 102 0.00%
8897 LINDBLAD EXPEDITIONS HLDGS I COM 10,603 102 0.00%
8898 L BRANDS INC 1,517 102 0.00%
8899 CBRE GROUP INC 3,800 101 0.00%
8900 ALNYLAM PHARMACEUTICALS INC 1,822 101 0.00%
Page 178 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193