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Institutional Investment Manager
MORGAN STANLEY
MORGAN STANLEY (CIK: 0000895421) incorporated in Delaware, registered under Security Brokers, Dealers & Flotation Companies, located at 1585 Broadway, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 6,580 holdings with a total value of $292,794,602,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 ALIMERA SCIENCES INC 1,200 2,000 0.00%
202 GOLDEN ENTERPRISES INC 167 2,000 0.00%
203 METABOLIX INC 3,841 2,000 0.00%
204 SWEDISH EXPT CR CORP 595 2,000 0.00%
205 COASTWAY BANCORP INC 121 2,000 0.00%
206 SUMMIT THERAPEUTICS PLC 250 2,000 0.00%
207 ORION ENERGY SYSTEMS INC 1,300 2,000 0.00%
208 LIGHTINTHEBOX HLDG CO LTD SPONSORED ADR 869 2,000 0.00%
209 CUI GLOBAL INC COM NEW 333 2,000 0.00%
210 YINGLI GREEN ENERGY HLDG CO 429 2,000 0.00%
211 INTERGROUP CORP 100 2,000 0.00%
212 AXIS CAPITAL HOLDING 738 2,000 0.00%
213 GREENBRIER COS INC 2,000 2,000 0.00% PRN
214 EMPIRE RES INC DEL COM 350 2,000 0.00%
215 ALMADEN MINERALS LTD 1,700 2,000 0.00%
216 UNITED STS COMMODITY IDX FDT 128 2,000 0.00%
217 IPATH BLOOMBERG PLATINUM SUBINDEX TOTAL RETURN ETN 100 2,000 0.00%
218 LOMBARD MEDICAL INC 1,863 2,000 0.00%
219 XTL BIOPHARMACEUTICALS LTD 2,600 2,000 0.00%
220 DBX ETF TR 168 2,000 0.00%
221 CESCA THERAPEUTICS INC COM NEW 583 2,000 0.00%
222 PROSHARES TR 50 2,000 0.00%
223 ACURA PHARMACEUTICALS INC 1,040 2,000 0.00%
224 GTX INC 2,548 3,000 0.00%
225 SPDR INDEX SHS FDS 98 3,000 0.00%
226 AMERICAN TOWER CORP NEW PFD CONV SER A 31 3,000 0.00%
227 VANECK VECTORS ETF TR 151 3,000 0.00%
228 FIRST GTY BANCSHARES INC 200 3,000 0.00%
229 AMERICAN TOWER CORP NEW 29 3,000 0.00%
230 NOVELLUS SYS INC SR NT CV2.625 41 1,000 3,000 0.00% PRN
231 CREDIT SUISSE NASSAU BRH 50 3,000 0.00%
232 MELROSE BANCORP INC 200 3,000 0.00%
233 CERULEAN PHARMA INC 3,001 3,000 0.00%
234 OncoGenex Pharmaceuticals Inc 5,250 3,000 0.00%
235 PALATIN TECHNOLOGIES INC COM 5,250 3,000 0.00%
236 ADR - Nabriva Therapeutics AG- Usd 483 3,000 0.00%
237 GLOBAL X FDS 269 3,000 0.00%
238 ASIA TIGERS FD INC 334 3,000 0.00%
239 CURRENCYSHARES SINGAPORE DOLLAR TRUST 40 3,000 0.00%
240 PEREGRINE PHARMACEUTICALS IN 8,450 3,000 0.00%
241 UNIVERSAL SEC INSTRS INC 900 3,000 0.00%
242 ASTERIAS BIOTHERAPEUTICS INC WT EXP 092917 5,675 3,000 0.00%
243 SCHWAB FUNDAMENTAL INTERNATIONAL SMALL COMPANY IND 102 3,000 0.00%
244 SWEDISH EXPT CR CORP 1,000 3,000 0.00%
245 TESARO INC 1,000 3,000 0.00% PRN
246 CYMABAY THERAPEUTICS INC 1,400 3,000 0.00%
247 Apricus Biosciences, Inc. 8,000 3,000 0.00%
248 PARAMOUNT GOLD NEV CORP 1,262 3,000 0.00%
249 ALPS ETF TRUST U S EQUITY HIGH VOLATILITY 175 3,000 0.00%
250 CAPITAL ONE FINANCIAL CORP WARRANTS 2009-14. 100 3,000 0.00%
Page 5 of 132

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000895421-16-000768, filed 2016.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.