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PEREGRINE PHARMACEUTICALS IN
PEREGRINE PHARMACEUTICALS IN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 69 Institutional holders with a total value of $13,696,240.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 8,214,362 3,533,000 25.80%
2 KENNEDY CAPITAL MANAGEMENT LLC 7,835,139 3,369,000 24.60%
3 BlackRock Institutional Trust Company, N.A. 4,082,096 1,755,000 12.81%
4 RENAISSANCE TECHNOLOGIES LLC 2,462,446 1,059,000 7.73%
5 Freedom Investment Management, Inc. 1,475,396 634,000 4.63%
6 GEODE CAPITAL MANAGEMENT, LLC 1,090,628 468,000 3.42%
7 JACOBS LEVY EQUITY MANAGEMENT, INC 727,200 313,000 2.29%
8 D. E. Shaw & Co., Inc. 638,962 275,000 2.01%
9 MILLENNIUM MANAGEMENT LLC 514,400 221,000 1.61%
10 DEUTSCHE BANK AG\ 512,873 220,000 1.61%
11 QS Investors, LLC 503,400 216,000 1.58%
12 BLACKROCK ADVISORS LLC 499,736 215,000 1.57%
13 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 479,800 206,000 1.50%
14 Commonwealth Equity Services, Inc 413,211 178,000 1.30%
15 NORTHERN TRUST CORP 359,821 155,000 1.13%
16 GOLDMAN SACHS GROUP INC 313,466 135,000 0.99%
17 Bank of New York Mellon Corp 209,444 90,000 0.66%
18 AQR CAPITAL MANAGEMENT LLC 190,991 82,000 0.60%
19 BAXTER BROS INC 135,506 58,000 0.42%
20 AMERIPRISE FINANCIAL INC 129,032 55,000 0.40%
21 WELLS FARGO & COMPANY/MN 106,378 46,000 0.34%
22 STATE STREET CORP 101,619 43,000 0.31%
23 EMERALD ACQUISITION LTD. 76,400 32,000 0.23%
24 GUGGENHEIM CAPITAL LLC 60,640 26,000 0.19%
25 Virtu KCG Holdings LLC 55,728 24,000 0.18%
26 Nationwide Fund Advisors 54,200 23,000 0.17%
27 BlackRock Fund Advisors 41,230 18,000 0.13%
28 Raymond James Financial Services Advisors, Inc. 36,400 16,000 0.12%
29 Crestwood Advisors Group, LLC 35,000 15,000 0.11%
30 WOLVERINE TRADING LP /BD 31,787 14,000 0.10%
31 Nine Chapters Capital Management LLC 32,100 14,000 0.10%
32 PRELUDE CAPITAL MANAGEMENT, LLC 32,100 14,000 0.10%
33 JPMORGAN CHASE & CO 30,944 13,000 0.09%
34 BANK OF AMERICA CORP /DE/ 30,250 13,000 0.09%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 26,100 11,000 0.08%
36 INVESTMENT CENTERS OF AMERICA INC 25,000 11,000 0.08%
37 PERCEPTIVE ADVISORS LLC 24,332 10,000 0.07%
38 Stonehage Fleming Financial Services Holdings Ltd 24,000 10,000 0.07%
39 RAYMOND JAMES & ASSOCIATES 20,556 9,000 0.07%
40 UBS Group AG 20,307 9,000 0.07%
41 Sterling Global Strategies LLC 20,000 8,000 0.06%
42 Sigma Planning Corp 16,500 7,000 0.05%
43 STIFEL FINANCIAL CORP 17,160 7,000 0.05%
44 CORRADO ADVISORS, LLC 15,000 6,000 0.04%
45 CITADEL ADVISORS LLC 13,900 6,000 0.04% Call
46 ROCKLAND TRUST CO 15,000 6,000 0.04%
47 LPL Financial LLC 13,244 6,000 0.04%
48 IFP ADVISORS, INC 12,000 5,000 0.04%
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,300 5,000 0.04% Call
50 GROUP ONE TRADING LLC 9,911 4,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.