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ALPS ETF TRUST U S EQUITY HIGH VOLATILITY
ALPS ETF TRUST U S EQUITY HIGH VOLATILITY. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 23 Institutional holders with a total value of $14,665,482.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 456,885 9,037,000 61.62%
2 JANE STREET GROUP, LLC 47,918 948,000 6.46%
3 SIGNET FINANCIAL MANAGEMENT, LLC 45,867 907,000 6.18%
4 LPL Financial LLC 43,356 857,000 5.84%
5 Commonwealth Equity Services, Inc 37,665 745,000 5.08%
6 Virtu KCG Holdings LLC 35,574 704,000 4.80%
7 CITADEL ADVISORS LLC 34,046 673,000 4.59%
8 JPMORGAN CHASE & CO 9,294 184,000 1.25%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,850 135,000 0.92%
10 UBS Group AG 6,656 131,000 0.89%
11 Advisory Services Network, LLC 5,590 111,000 0.76%
12 Cordasco Financial Network 4,500 88,000 0.60%
13 Chicago Partners Investment Group LLC 3,900 77,000 0.53%
14 NEWFOUND RESEARCH LLC 688 14,000 0.10%
15 ROYAL BANK OF CANADA 613 12,000 0.08%
16 REILLY FINANCIAL ADVISORS, LLC 500 10,000 0.07%
17 Winslow, Evans & Crocker, Inc. 480 9,482 0.06%
18 WELLS FARGO & COMPANY/MN 310 6,000 0.04%
19 ADVISOR GROUP, INC. 256 5,000 0.03%
20 Burt Wealth Advisors 270 5,000 0.03%
21 Argentus Capital Management, LLC 211 4,000 0.03%
22 MORGAN STANLEY 175 3,000 0.02%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.