| # | % | |||||
|---|---|---|---|---|---|---|
| 1201 | TAHOE RES INC | 12,100 | 155,000 | 0.00% | ||
| 1202 | PIMCO MUN INCOME FD II | 11,255 | 154,000 | 0.00% | ||
| 1203 | TELEFONICA BRASIL SA | 10,540 | 153,000 | 0.00% | ||
| 1204 | Progenics Pharmaceuticals Inc | 24,000 | 152,000 | 0.00% | ||
| 1205 | FITBIT INC | 10,086 | 150,000 | 0.00% | ||
| 1206 | QIWI PLC | 10,200 | 149,000 | 0.00% | ||
| 1207 | MITEK SYS INC | 17,600 | 146,000 | 0.00% | ||
| 1208 | LENDINGCLUB CORP | 23,500 | 145,000 | 0.00% | ||
| 1209 | First Community Financial Part | 15,000 | 143,000 | 0.00% | ||
| 1210 | MINERVA NEUROSCIENCES INC COM | 10,000 | 141,000 | 0.00% | ||
| 1211 | ARC DOCUMENT SOLUTIONS INC COM | 37,636 | 141,000 | 0.00% | ||
| 1212 | NOKIA CORP | 23,237 | 135,000 | 0.00% | ||
| 1213 | NEURALSTEM INC COM | 418,942 | 134,000 | 0.00% | ||
| 1214 | MITEK SYS INC | 16,000 | 133,000 | 0.00% | Call | |
| 1215 | REGIONS FINANCIAL CORP NEW | 13,518 | 133,000 | 0.00% | ||
| 1216 | OFFICE DEPOT INC | 35,280 | 126,000 | 0.00% | ||
| 1217 | Del Taco Restaurants, Inc. | 10,500 | 125,000 | 0.00% | ||
| 1218 | OMEROS CORP | 11,000 | 123,000 | 0.00% | ||
| 1219 | Red Electrica Corp SA | 11,452 | 123,000 | 0.00% | ||
| 1220 | Codexis Inc Com | 27,782 | 123,000 | 0.00% | ||
| 1221 | Orkla- ASA ADR | 11,745 | 122,000 | 0.00% | ||
| 1222 | SIENTRA INC | 13,364 | 120,000 | 0.00% | ||
| 1223 | NUVEEN PFD INCOME OPPORTUN | 11,436 | 115,000 | 0.00% | ||
| 1224 | ProSiebenSat.1 Media AG | 10,237 | 109,000 | 0.00% | ||
| 1225 | GREEN BRICK PARTNERS INCORPORATED | 13,250 | 109,000 | 0.00% | ||
| 1226 | HOUSTON WIRE CABLE CO | 17,355 | 107,000 | 0.00% | ||
| 1227 | BGC PARTNERS INC | 11,740 | 103,000 | 0.00% | ||
| 1228 | BLACKROCK DEBT STRAT FD INC COM | 28,325 | 103,000 | 0.00% | ||
| 1229 | CONTAINER STORE GROUP INC | 20,500 | 103,000 | 0.00% | ||
| 1230 | GLU MOBILE INC | 44,900 | 101,000 | 0.00% | ||
| 1231 | VINCE HLDG CORP | 17,500 | 99,000 | 0.00% | ||
| 1232 | BARCLAYS BANK | 16,544 | 96,000 | 0.00% | ||
| 1233 | UPLAND SOFTWARE INC | 10,500 | 93,000 | 0.00% | ||
| 1234 | CREDIT SUISSE HIGH YIELD BD | 36,000 | 93,000 | 0.00% | ||
| 1235 | AMBEV SA | 14,617 | 89,000 | 0.00% | ||
| 1236 | AVON PRODS INC | 14,846 | 84,000 | 0.00% | ||
| 1237 | SAN JUAN BASIN RTY TR | 14,000 | 83,000 | 0.00% | ||
| 1238 | ICICI BANK LIMITED | 11,100 | 83,000 | 0.00% | ||
| 1239 | PROSPECT CAPITAL CORPORATION | 10,000 | 81,000 | 0.00% | ||
| 1240 | AWARE INC MASS | 15,000 | 80,000 | 0.00% | ||
| 1241 | PREMARA FINANCIAL INC | 10,000 | 78,000 | 0.00% | ||
| 1242 | EXOVA GROUP PLC ORD GBP0.01 | 30,180 | 78,000 | 0.00% | ||
| 1243 | SLM CORP | 10,357 | 77,000 | 0.00% | ||
| 1244 | WESTERN ASSET HIGH INCOME OP | 14,980 | 76,000 | 0.00% | ||
| 1245 | Cabco Ser 2004-101 Tr Goldman Ctf Call 6.345 | 3,100 | 70,000 | 0.00% | ||
| 1246 | KRATOS DEFENSE & SECURITY SOLU COM | 10,000 | 69,000 | 0.00% | ||
| 1247 | Koninklijke KPN NV Sp ADR | 19,586 | 66,000 | 0.00% | ||
| 1248 | Compagnie Financiere Richemont SA | 10,389 | 63,000 | 0.00% | ||
| 1249 | Mueller Industries Inc | 17,500 | 63,000 | 0.00% | ||
| 1250 | SERVICESOURCE INTL INC | 11,500 | 56,000 | 0.00% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-16-133784, filed 2016.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
