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CODEXIS INC
CODEXIS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 60 Institutional holders with a total value of $104,808,783.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Nantahala Capital Management, LLC 5,561,082 24,691,000 23.56%
2 VIVO CAPITAL, LLC 5,294,825 23,509,000 22.43%
3 FMR LLC 2,133,282 9,472,000 9.04%
4 BlackRock Institutional Trust Company, N.A. 1,223,476 5,432,000 5.18%
5 BAILLIE GIFFORD & CO 1,185,133 5,262,000 5.02%
6 Opaleye Management Inc. 1,170,000 5,195,000 4.96%
7 VANGUARD GROUP INC 1,005,513 4,464,000 4.26%
8 BlackRock Fund Advisors 914,830 4,062,000 3.88%
9 RENAISSANCE TECHNOLOGIES LLC 872,200 3,873,000 3.70%
10 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 716,160 3,180,000 3.03%
11 STATE STREET CORP 398,939 1,771,000 1.69%
12 NORTHERN TRUST CORP 357,821 1,589,000 1.52%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 265,500 1,179,000 1.12%
14 PALISADE CAPITAL MANAGEMENT, LP 226,000 1,003,000 0.96%
15 GEODE CAPITAL MANAGEMENT, LLC 216,585 961,000 0.92%
16 Spark Investment Management LLC 206,500 916,000 0.87%
17 Granite Investment Partners, LLC 204,847 909,000 0.87%
18 AXA S.A. 153,201 680,000 0.65%
19 ESSEX INVESTMENT MANAGEMENT CO LLC 143,674 638,000 0.61%
20 OXFORD ASSET MANAGEMENT LLP 139,364 619,000 0.59%
21 BlackRock Investment Management, LLC 123,639 549,000 0.52%
22 Bank of New York Mellon Corp 114,388 507,000 0.48%
23 STRS OHIO 104,707 464,000 0.44%
24 TIAA CREF INVESTMENT MANAGEMENT LLC 103,482 459,000 0.44%
25 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 70,898 315,000 0.30%
26 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 55,370 246,000 0.23%
27 TEACHERS ADVISORS, LLC 52,753 234,000 0.22%
28 MILLENNIUM MANAGEMENT LLC 47,251 210,000 0.20%
29 ALAMBIC INVESTMENT MANAGEMENT, L.P. 39,762 177,000 0.17%
30 RHUMBLINE ADVISERS 35,558 158,000 0.15%
31 NEW YORK STATE COMMON RETIREMENT FUND 34,400 153,000 0.15%
32 JACOBS LEVY EQUITY MANAGEMENT, INC 33,329 148,000 0.14%
33 DIMENSIONAL FUND ADVISORS LP 32,866 146,000 0.14%
34 Campbell & CO Investment Adviser LLC 31,619 140,000 0.13%
35 MENTA CAPITAL LLC 31,095 138,000 0.13%
36 BLAIR WILLIAM & CO/IL 27,782 123,000 0.12%
37 WELLS FARGO & COMPANY/MN 26,279 117,000 0.11%
38 MANUFACTURERS LIFE INSURANCE COMPANY, THE 25,861 115,000 0.11%
39 DEUTSCHE BANK AG\ 22,015 97,000 0.09%
40 BANK OF AMERICA CORP /DE/ 21,303 94,000 0.09%
41 Nationwide Fund Advisors 20,988 93,000 0.09%
42 ACROSPIRE INVESTMENT MANAGEMENT LLC 20,141 89,000 0.08%
43 AMERICAN INTERNATIONAL GROUP, INC. 19,301 85,696 0.08%
44 GOLDMAN SACHS GROUP INC 18,371 82,000 0.08%
45 CREDIT SUISSE AG/ 13,239 59,000 0.06%
46 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 13,218 59,000 0.06%
47 BLACKROCK ADVISORS LLC 12,335 55,000 0.05%
48 FIRST QUADRANT LLC/CA 11,747 52,000 0.05%
49 GUGGENHEIM CAPITAL LLC 11,558 51,000 0.05%
50 MORGAN STANLEY 10,639 47,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.