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Institutional Investment Manager
BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ (CIK: 0000927971), registered under Commercial Banks, Nec, located at 1 First Canadian Place, Toronto, A6. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 4,067 holdings with a total value of $86,343,432,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 STERLING CONSTRUCTION CO INC 122 1,000 0.00%
152 IMMUNE DESIGN CORP 25 1,000 0.00%
153 MIDWAY GOLD CORP 2,780 1,000 0.00%
154 C&F Financial Corp 25 1,000 0.00%
155 AMERESCO INC 131 1,000 0.00%
156 AUTHENTIDATE HLDG CORP 3,000 1,000 0.00%
157 SEACOR HOLDINGS INC 10 1,000 0.00%
158 GENERAL FIN CORP DEL 75 1,000 0.00%
159 LEAPFROG ENTERPRISES INC 342 1,000 0.00%
160 QAD INC 30 1,000 0.00%
161 URANIUM RES INC 700 1,000 0.00%
162 ROCKET FUEL INC 87 1,000 0.00%
163 Star Bulk Carriers Corp. 146 1,000 0.00%
164 GRAHAM CORP 60 1,000 0.00%
165 GENESIS HEALTHCARE INC 75 1,000 0.00%
166 ParkerVision Inc. (PRKR) 657 1,000 0.00%
167 WESTMORELAND COAL CO 32 1,000 0.00%
168 Rubicon Technology 145 1,000 0.00%
169 LATAM AIRLS GROUP S A 73 1,000 0.00%
170 JOHNSON OUTDOORS INC 34 1,000 0.00%
171 ALEXZA PHARMACEUTICALS INC COM NEW 439 1,000 0.00%
172 GENVEC INC 500 1,000 0.00%
173 NATIONAL RESH CORP CL A 64 1,000 0.00%
174 Inventure Foods Inc 96 1,000 0.00%
175 NTELOS HLDGS CORPCOM NEW 115 1,000 0.00%
176 TENAX THERAPEUTICS INC 400 1,000 0.00%
177 FEDERAL MOGUL HOLDINGS ORD 50 1,000 0.00%
178 Systemax Inc 70 1,000 0.00%
179 GAFISA ADR RPSG 2 ORD 866 1,000 0.00%
180 Noranda Aluminum Holding 283 1,000 0.00%
181 ACTUANT CORP 62 1,000 0.00%
182 COURIER CORP 31 1,000 0.00%
183 AKEBIA THERAPEUTICS INC 50 1,000 0.00%
184 UNIVERSAL TECHNICAL INST INC 140 1,000 0.00%
185 NANOSPHERE INC 6,000 1,000 0.00%
186 ALLIANCE HEALTHCARE SRVCS IN 33 1,000 0.00%
187 SUPERTEL HOSPITALITY INC NEW 462 1,000 0.00%
188 RBC BEARINGS INC 8 1,000 0.00%
189 ACELRX PHARMACEUTICALS INC 165 1,000 0.00%
190 Meet Group, Inc. 500 1,000 0.00%
191 Jive Software Inc 268 1,000 0.00%
192 LIBERTY BROADBAND-C 21 1,000 0.00%
193 Oxford Immunotec Global PLC 73 1,000 0.00%
194 UNIFI INC COM NEW 41 1,000 0.00%
195 VILLAGE BK & TR FINANCIAL CO 40 1,000 0.00%
196 Velocity Shares 3x Long Crude 250 1,000 0.00%
197 SOPHIRIS BIO INC 1,632 1,000 0.00%
198 TRANSATLANTIC PETROLEUM LTD 176 1,000 0.00%
199 AMERICAN RLTY INVS INC 243 1,000 0.00%
200 GENERAL MOLY INC 1,510 1,000 0.00%
Page 4 of 82

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-15-005679, filed 2015.05.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.