| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BVF INC/IL | 1,060,283 | 614,000 | 56.49% | ||
| 2 | Gruss Capital Management LP | 538,000 | 311,000 | 28.61% | ||
| 3 | Palo Alto Investors LP | 191,600 | 111,000 | 10.21% | ||
| 4 | NOMURA HOLDINGS INC | 32,300 | 26,000 | 2.39% | ||
| 5 | Bank of New York Mellon Corp | 17,500 | 10,000 | 0.92% | ||
| 6 | ROYAL BANK OF CANADA | 9,660 | 6,000 | 0.55% | ||
| 7 | UBS Group AG | 4,851 | 3,000 | 0.28% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 1,038 | 1,000 | 0.09% | ||
| 9 | WELLS FARGO & COMPANY/MN | 1,800 | 1,000 | 0.09% | ||
| 10 | Creative Planning | 961 | 1,000 | 0.09% | ||
| 11 | BANK OF MONTREAL /CAN/ | 1,632 | 1,000 | 0.09% | ||
| 12 | BlackRock Investment Management, LLC | 2,452 | 1,000 | 0.09% | ||
| 13 | CITIGROUP INC | 1,000 | 1,000 | 0.09% | ||
| 14 | MORGAN STANLEY | 28 | 0 | 0.00% | ||
| 15 | REILLY FINANCIAL ADVISORS, LLC | 28 | 0 | 0.00% | ||
| 16 | Tower Research Capital LLC (TRC) | 100 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
