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Institutional Investment Manager
BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ (CIK: 0000927971), registered under Commercial Banks, Nec, located at 1 First Canadian Place, Toronto, A6. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 4,132 holdings with a total value of $72,382,025,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 Navidea Biopharm Inc 20 0 0.00%
2 Fenix Parts Inc 4 0 0.00%
3 Transcontinental Realty Investors Inc 163 0 0.00%
4 ITT Educational Services Inc 145 0 0.00%
5 Rexford Industrial Realty Inc 1 0 0.00%
6 SAGA COMMUNICATIONS INC CL A NEW 2 0 0.00%
7 LEAPFROG ENTERPRISES INC 342 0 0.00%
8 PARAMOUNT GOLD NEV CORP 350 0 0.00%
9 GENOCEA BIOSCIENCES INC 24 0 0.00%
10 TOKAI PHARMACEUTICALS INC COM 16 0 0.00%
11 WMI HOLDINGS CORP. 10 0 0.00%
12 KOPIN CORP 40 0 0.00%
13 SPRINGLEAF HLDGS INC 9 0 0.00%
14 BIOMARIN PHARMACEUTICAL INC SR SB CV1.875 17 1,000 0 0.00% PRN
15 REVOLUTION LIGHTING TECHNOLO COM 199 0 0.00%
16 COVISINT CORP 150 0 0.00%
17 MANCHESTER UTD PLC NEW ORD CL A 1 0 0.00%
18 RADIO ONE INC CL D NON VTG 132 0 0.00%
19 TearLab Corp. 20 0 0.00%
20 EXONE CO 49 0 0.00%
21 FARMLAND PARTNERS INC 12 0 0.00%
22 ECLIPSE RES CORP COM 111 0 0.00%
23 National Bank of Greece - ADR 10 0 0.00%
24 FIVE PRIME THERAPEUTICS INC 12 0 0.00%
25 SKY-MOBI LTD 200 0 0.00%
26 CIFC LLC 33 0 0.00%
27 MCGRATH RENTCORP 16 0 0.00%
28 MITCHAM INDS 59 0 0.00%
29 ARCH COAL INC 88 0 0.00%
30 VITAE PHARMACEUTICALS INC 21 0 0.00%
31 BEBE STORES INC 175 0 0.00%
32 W T OFFSHORE INC 132 0 0.00%
33 HARMONY GOLD MINING CO LTD 696 0 0.00%
34 PATRIOT NATL INC 6 0 0.00%
35 DELCATH SYS INC COM NEW 32 0 0.00%
36 FIRST ACCEPTANCE CORP 126 0 0.00%
37 HALLADOR ENERGY COMPANY 68 0 0.00%
38 ARC GROUP WORLDWIDE INC 20 0 0.00%
39 RARE ELEMENT RES LTD 253 0 0.00%
40 SIFCO INDS INC 17 0 0.00%
41 ALEXCO RESOURCE CORP 20 0 0.00%
42 LOOKSMART LTD 4 0 0.00%
43 ROCKET FUEL INC 87 0 0.00%
44 VIRNETX HLDG CORP 1 0 0.00%
45 J ALEXANDERS HLDGS INC COM 17 0 0.00%
46 POWERSHARES ETF TRUST II 28 0 0.00%
47 22ND CENTY GROUP INC 261 0 0.00%
48 OXIGENE INC 9 0 0.00%
49 FUELCELL ENERGY INC COM 829 0 0.00%
50 FIRST CLOVER LEAF FIN CORP 3,061 0 0.00%
Page 1 of 83

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-15-011373, filed 2015.11.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.