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Institutional Investment Manager
BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ (CIK: 0000927971), registered under Commercial Banks, Nec, located at 1 First Canadian Place, Toronto, A6. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 4,103 holdings with a total value of $95,082,226,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 CERULEAN PHARMA INC 120 0 0.00%
2 ARROWHEAD PHARMACEUTICALS IN 250 0 0.00%
3 TRANSATLANTIC PETROLEUM LTD 60 0 0.00%
4 DONEGAL GROUP INC 8 0 0.00%
5 ACCURAY INCORPORATED COM 98 0 0.00%
6 FUELCELL ENERGY INC 5 0 0.00%
7 SEACHANGE INTL INC 174 0 0.00%
8 MANCHESTER UTD PLC NEW ORD CL A 1 0 0.00%
9 REVOLUTION LIGHTING TECHNOLOGI COM NEW 1 0 0.00%
10 SMITH MICRO SOFTWARE INC 6 0 0.00%
11 GOLDEN MINERALS CO 500 0 0.00%
12 CLEVELAND BIOLABS INC 31 0 0.00%
13 TRILOGY METALS INC NEW 1,132 0 0.00%
14 TearLab Corp. 20 0 0.00%
15 GALENA BIOPHARMA INCORPORATED COM NEW 15 0 0.00% Call
16 VERISIGN INC JR SB CONV DB 37 2,000 0 0.00% PRN
17 CYTRX CORP 490 0 0.00%
18 ECLIPSE RES CORP COM 117 0 0.00%
19 URANIUM RES INC 16 0 0.00%
20 ASTERIAS BIOTHERAPEUTICS INC WT EXP 092917 1,008 0 0.00%
21 OCEAN RIG 1 0 0.00%
22 CINEDIGM CORP 1 0 0.00%
23 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 20 0 0.00%
24 PATRIOT NATL INC 1 0 0.00%
25 EV Energy Partners, L.P. 200 0 0.00%
26 XPLORE TECHNOLOGIES CORP COM PAR 0.001 3 0 0.00%
27 W T OFFSHORE INC 49 0 0.00%
28 TANZANIAN ROYALTY EXPL CORP 1,000 0 0.00%
29 OVERSEAS SHIPHOLDING GROUP I 23 0 0.00%
30 ECO STIM ENERGY SOLUTIONS IN 22 0 0.00%
31 SEARS HLDGS CORP 34 0 0.00%
32 BROADVISION INC 1 0 0.00%
33 INTREPID POTASH INC 16 0 0.00%
34 GRANA Y MONTERO S A A 60 0 0.00%
35 RADIANT LOGISTICS INC 65 0 0.00%
36 INTERNATIONAL SEAWAYS INC 7 0 0.00%
37 MINDBODY INCORPORATED COM CLASS A 8 0 0.00%
38 REGULUS THERAPEUTICS INC COM 11 0 0.00%
39 Rubicon Technology 620 0 0.00%
40 PARK ELECTROCHEMICAL CORP 23 0 0.00%
41 HARTE-HANKS INC 310 0 0.00%
42 VANGUARD NAT RES LLC COM UNIT 750 0 0.00%
43 COBALT INTL ENERGY INC 276 0 0.00%
44 GROUPON INC 1 0 0.00%
45 CALADRIUS BIOSCIENCES INC 100 0 0.00%
46 RENREN INCORPORATED SPONSORED ADR 260 0 0.00%
47 FATE THERAPEUTICS INC 13 0 0.00%
48 INVESTORS REAL 14 0 0.00%
49 LANDS END INC NEW 19 0 0.00%
50 MICROBOT MED INC 22 0 0.00%
Page 1 of 83

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-17-000856, filed 2017.02.06).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.