| # | % | |||||
|---|---|---|---|---|---|---|
| 201 | SOTHEBYS | 53 | 1,000 | 0.00% | Call | |
| 202 | CUMMINS INC | 18 | 1,000 | 0.00% | Put | |
| 203 | READING INTERNATIONAL INC | 100 | 1,000 | 0.00% | ||
| 204 | APOLLO GLOBAL MGMT LLC | 100 | 1,000 | 0.00% | Call | |
| 205 | COMERICA INC | 45 | 1,000 | 0.00% | Put | |
| 206 | TCP INTL HLDGS LTD | 1,503 | 1,000 | 0.00% | ||
| 207 | BARCLAYS BK PLC | 1,888 | 1,000 | 0.00% | PRN | |
| 208 | EXFO INC | 700 | 1,000 | 0.00% | ||
| 209 | HMN FINL INC | 99 | 1,000 | 0.00% | ||
| 210 | NATHANS FAMOUS INCORPORATED NEW | 34 | 1,000 | 0.00% | ||
| 211 | EMAGIN CORP COM NEW | 1,100 | 1,000 | 0.00% | ||
| 212 | CHEVIOT FINL CORP NEW | 100 | 1,000 | 0.00% | ||
| 213 | CERES INC | 4,074 | 1,000 | 0.00% | ||
| 214 | BALLANTYNE STRONG INC | 343 | 1,000 | 0.00% | ||
| 215 | ENDEAVOUR SILVER CORP | 2,000 | 1,000 | 0.00% | ||
| 216 | KLONDEX MNS LTD | 600 | 1,000 | 0.00% | ||
| 217 | TRANSOCEAN LTD | 119 | 1,000 | 0.00% | Call | |
| 218 | IMAGE SENSING SYS INC | 432 | 1,000 | 0.00% | ||
| 219 | ALLIQUA BIOMEDICAL INC | 674 | 1,000 | 0.00% | ||
| 220 | COLONY CAP INC 5 04/15/2023 | 2,000 | 1,000 | 0.00% | PRN | |
| 221 | WOWO LTD | 229 | 1,000 | 0.00% | ||
| 222 | AIXTRON SE | 300 | 1,000 | 0.00% | ||
| 223 | OCERA THERAPEUTICS INC | 449 | 1,000 | 0.00% | ||
| 224 | CARDTRONICS INC NOTE 1.00012/0 | 2,000 | 1,000 | 0.00% | PRN | |
| 225 | AWARE INC MASS | 624 | 1,000 | 0.00% | ||
| 226 | MANNKIND CORP. | 1,025 | 1,000 | 0.00% | Call | |
| 227 | CAPITAL ONE FINL CORP | 20 | 1,000 | 0.00% | Call | |
| 228 | FIRST TR DIVIDEND INCOME FD | 200 | 1,000 | 0.00% | ||
| 229 | HUDSON TECHNOLOGIES INC | 500 | 1,000 | 0.00% | ||
| 230 | MAST THERAPEUTICS INC COM | 3,001 | 1,000 | 0.00% | ||
| 231 | SPANSION LLC | 1,000 | 1,000 | 0.00% | PRN | |
| 232 | HARDINGE INC | 249 | 1,000 | 0.00% | ||
| 233 | LGL GROUP INC COM | 300 | 1,000 | 0.00% | ||
| 234 | KRATON CORP COM | 100 | 1,000 | 0.00% | Call | |
| 235 | STRATA SKIN SCIENCES INC COM | 990 | 1,000 | 0.00% | ||
| 236 | WALTER INVT MGMT CORP | 2,000 | 1,000 | 0.00% | PRN | |
| 237 | ORIGIN AGRITECH LIMITED | 1,155 | 1,000 | 0.00% | ||
| 238 | COMMUNICATIONS SYS INC | 400 | 2,000 | 0.00% | ||
| 239 | GILAT SATELLITE NETWORKS LTD | 852 | 2,000 | 0.00% | ||
| 240 | RAPTOR PHARMACEUTICAL CORP | 559 | 2,000 | 0.00% | Call | |
| 241 | ILLUMINA INC | 1,000 | 2,000 | 0.00% | PRN | |
| 242 | CRH MEDICAL CORP | 900 | 2,000 | 0.00% | ||
| 243 | HISTOGENICS CORP | 600 | 2,000 | 0.00% | ||
| 244 | ALUMINUM CORP CHINA LIMITED | 327 | 2,000 | 0.00% | ||
| 245 | EMMIS COMMUNICTNS CORP CL A | 4,089 | 2,000 | 0.00% | ||
| 246 | NUVEEN GLOBAL HIGH INCOME FD | 171 | 2,000 | 0.00% | ||
| 247 | Central Gold Trust | 75 | 2,000 | 0.00% | ||
| 248 | CHINA SOUTHN AIRLS LT | 57 | 2,000 | 0.00% | ||
| 249 | MAXPOINT INTERACTIVE | 1,693 | 2,000 | 0.00% | ||
| 250 | PAYMENT DATA SYS INC | 1,510 | 2,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000948046-16-000122, filed 2016.02.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
