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OCERA THERAPEUTICS INC
OCERA THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 30 Institutional holders with a total value of $22,465,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GREAT POINT PARTNERS LLC 1,963,777 6,127,000 27.27%
2 QVT Financial LP 932,086 2,908,000 12.94%
3 VHCP Management, LLC 703,730 2,196,000 9.78%
4 TURNER INVESTMENTS LLC 673,487 2,101,000 9.35%
5 SPHERA FUNDS MANAGEMENT LTD. 550,000 1,716,000 7.64%
6 MILLENNIUM MANAGEMENT LLC 533,794 1,665,000 7.41%
7 SABBY MANAGEMENT, LLC 385,300 1,202,000 5.35%
8 VANGUARD GROUP INC 381,225 1,189,000 5.29%
9 Weiss Multi-Strategy Advisers LLC 197,000 615,000 2.74%
10 Endurant Capital Management LP 137,093 428,000 1.91%
11 PURA VIDA INVESTMENTS, LLC 131,000 409,000 1.82%
12 Ghost Tree Capital, LLC 125,000 390,000 1.74%
13 RENAISSANCE TECHNOLOGIES LLC 105,100 328,000 1.46%
14 BRIDGEWAY CAPITAL MANAGEMENT, LLC 83,060 259,000 1.15%
15 GEODE CAPITAL MANAGEMENT, LLC 60,728 189,000 0.84%
16 Bank of New York Mellon Corp 37,910 119,000 0.53%
17 BlackRock Fund Advisors 35,633 111,000 0.49%
18 STIFEL FINANCIAL CORP 33,040 103,000 0.46%
19 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 30,711 96,000 0.43%
20 CITADEL ADVISORS LLC 18,932 59,000 0.26%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,100 50,000 0.22% Call
22 DIMENSIONAL FUND ADVISORS LP 15,648 49,000 0.22%
23 Quantitative Systematic Strategies LLC 13,548 42,000 0.19%
24 NORTHERN TRUST CORP 12,786 40,000 0.18%
25 GLENMEDE TRUST CO NA 11,352 35,000 0.16%
26 GROUP ONE TRADING LLC 5,500 17,000 0.08%
27 Tower Research Capital LLC (TRC) 2,942 9,000 0.04%
28 BlackRock Investment Management, LLC 2,386 7,000 0.03%
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,755 5,000 0.02%
30 DEUTSCHE BANK AG\ 449 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.