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Institutional Investment Manager
ROYAL BANK OF CANADA
ROYAL BANK OF CANADA (CIK: 0001000275), registered under Commercial Banks, Nec, located at Royal Bank Plaza, Toronto. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 6,493 holdings with a total value of $164,161,374,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 INFUSYSTEM HLDGS INC 185 0 0.00%
52 GREAT ELM CAP GROUP INC COM 19 0 0.00%
53 Eastern Virginia Bankshares Inc 43 0 0.00%
54 COVISINT CORP 223 0 0.00%
55 POINTER TELOCATION LTD 3 0 0.00%
56 ENSYNC INC 100 0 0.00%
57 CRYSTAL ROCK HLDGS INC 400 0 0.00%
58 GLOBAL X FDS 38 0 0.00%
59 UNILIFE CORP NEW 60 0 0.00%
60 ACTIVE POWER INC COM NEW 400 0 0.00%
61 ATOSSA GENETICS INC COM 991 0 0.00%
62 AETERNA ZENTARIS INC 104 0 0.00%
63 TCF FINL CORP 200 0 0.00%
64 HEMISPHERX BIOPHARMA INC 2,600 0 0.00%
65 VERMILLION INC 6 0 0.00%
66 AOXING PHARMACEUTICAL CO INC 145 0 0.00%
67 GTX INC 300 0 0.00%
68 EAGLE BULK SHIPPING INC 285 0 0.00%
69 ARI Network Services Inc 93 0 0.00%
70 CONIFER HLDGS INCORPORATED 17 0 0.00%
71 OTELCO INC 60 0 0.00%
72 GENERAL STEEL HOLDINGS INC 117 0 0.00%
73 METABOLIX INC 166 0 0.00%
74 ITAU CORPBANCA 30 0 0.00%
75 ERICKSON INC 214 0 0.00%
76 ALTISOURCE ASSET MGMT CORP 1 0 0.00%
77 TCP INTL HLDGS LTD 312 0 0.00%
78 OI S A SPONSORED ADR NE 23 0 0.00%
79 TIMMINS GOLD CORP 149 0 0.00%
80 Apricus Biosciences, Inc. 66 0 0.00%
81 TREMOR VIDEO INC 16 0 0.00%
82 CTI BIOPHARMA 566 0 0.00%
83 VINA CONCHA Y TORO S A SPONSORED ADR 2 0 0.00%
84 INTRAWEST RESORTS HLDGS INCORPORATED 5 0 0.00%
85 OPTIMUMBANK HOLDINGS INC 4 0 0.00%
86 Naked Brand Group Inc 125 0 0.00%
87 LAPORTE BANCORP INC MD 5 0 0.00%
88 SHARPSPRING INC 1 0 0.00%
89 Biocept Inc. (BIOC) 390 0 0.00%
90 ASTERIAS BIOTHERAPEUTICS INC COM SER A 174 0 0.00%
91 CERES INC 750 0 0.00%
92 MATEON THERAPEUTICS INC 94 0 0.00%
93 HEAT BIOLOGICS INC 264 0 0.00%
94 FLWS/1-800 FLOWERS CL A 28 0 0.00%
95 PARAMOUNT GOLD NEV CORP 499 0 0.00%
96 ZAIS GROUP HLDGS INC 5 0 0.00%
97 MINCO GOLD CORP 30 0 0.00%
98 NEUBERGER BERMAN NY INT MUN 3 0 0.00%
99 BELLEROPHON THERAPEUTICS INC 181 0 0.00%
100 GSE SYS INC 33 0 0.00%
Page 2 of 130

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-076539, filed 2016.08.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.