| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 160,020 | 2,330,000 | 30.20% | ||
| 2 | Invesco Ltd. | 132,660 | 1,932,000 | 25.04% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 108,981 | 1,586,000 | 20.55% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 52,070 | 758,000 | 9.82% | ||
| 5 | WOLVERINE ASSET MANAGEMENT LLC | 21,932 | 319,000 | 4.13% | ||
| 6 | MORGAN STANLEY | 19,471 | 284,000 | 3.68% | ||
| 7 | Raymond James Financial Services Advisors, Inc. | 13,695 | 199,000 | 2.58% | ||
| 8 | ADVISOR GROUP, INC. | 8,374 | 121,000 | 1.57% | ||
| 9 | WELLS FARGO & COMPANY/MN | 8,173 | 119,000 | 1.54% | ||
| 10 | Evercore Wealth Management, LLC | 4,000 | 58,000 | 0.75% | ||
| 11 | CITIGROUP INC | 367 | 5,000 | 0.06% | ||
| 12 | MSI Financial Services Inc | 250 | 4,000 | 0.05% | ||
| 13 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.01% | ||
| 14 | ROYAL BANK OF CANADA | 3 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
