| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | EASTMAN KODAK CO | 13,452 | 50,000 | 0.00% | ||
| 2 | EASTMAN KODAK CO | 13,452 | 55,000 | 0.00% | ||
| 3 | MOLYCORP INC DEL | 2,415,000 | 60,000 | 0.00% | PRN | |
| 4 | ENERGY XXI BERMUDA | 260,000 | 61,000 | 0.00% | PRN | |
| 5 | LIBERTY BROADBAND-C | 5,000 | 256,000 | 0.01% | ||
| 6 | MGIC INVT CORP WIS | 280,000 | 319,000 | 0.01% | PRN | |
| 7 | NUVEEN FLOATING RATE INCOME | 32,071 | 344,000 | 0.01% | ||
| 8 | Liberty Media Ser A | 10,000 | 360,000 | 0.02% | ||
| 9 | BANK AMER CORP | 330 | 367,000 | 0.02% | ||
| 10 | NUVEEN FLTNG RTE INCM OPP FD | 34,542 | 373,000 | 0.02% | ||
| 11 | AFFYMETRIX INC | 205,000 | 397,000 | 0.02% | PRN | |
| 12 | PROSPECT CAPITAL CORPORATION | 400,000 | 402,000 | 0.02% | PRN | |
| 13 | INTEL CORP JR SB CONV DB 35 | 350,000 | 420,000 | 0.02% | PRN | |
| 14 | AURICO GOLD INC UTIL | 150,000 | 426,000 | 0.02% | ||
| 15 | MOLYCORP INC DEL NOTE 5.500% 2/0 | 17,235,000 | 431,000 | 0.02% | PRN | |
| 16 | DIREXION DAILY GOLD MINERS BUL | 60,000 | 487,000 | 0.02% | ||
| 17 | OMNICARE INC | 360,000 | 516,000 | 0.02% | PRN | |
| 18 | SALESFORCE COM INC SR CV NT 0.25 18 | 435,000 | 526,000 | 0.02% | PRN | |
| 19 | LIBERTY MEDIA CORP | 860,000 | 528,000 | 0.02% | PRN | |
| 20 | MOLYCORP INC (MCP) - 83.3333 c | 25,408,000 | 635,000 | 0.03% | PRN | |
| 21 | Bank of America Corp Warrants Exp 01/16/19 | 105,765 | 653,000 | 0.03% | ||
| 22 | BLACKROCK DEBT STRAT FD INC COM | 186,921 | 677,000 | 0.03% | ||
| 23 | Liberty Media Corp | 20,000 | 718,000 | 0.03% | ||
| 24 | YANDEX NV | 1,000,000 | 863,000 | 0.04% | PRN | |
| 25 | AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 | 1,000,000 | 941,000 | 0.04% | PRN | |
| 26 | CHESAPEAKE ENERGY CORP | 1,300,000 | 1,134,000 | 0.05% | PRN | |
| 27 | EMMIS COMMUNICTNS CORP CL A | 1,175,107 | 1,175,000 | 0.05% | ||
| 28 | DURECT CORP | 520,000 | 1,243,000 | 0.05% | ||
| 29 | NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 | 1,250,000 | 1,273,000 | 0.05% | PRN | |
| 30 | SERVICESOURCE INTL INC | 1,580,000 | 1,325,000 | 0.06% | PRN | |
| 31 | CHESAPEAKE ENERGY CORP | 1,620,000 | 1,545,000 | 0.07% | PRN | |
| 32 | GSV CAP CORP | 1,595,000 | 1,553,000 | 0.07% | PRN | |
| 33 | COLONY CAP INC 5 04/15/2023 | 1,695,000 | 1,772,000 | 0.07% | PRN | |
| 34 | SPIRIT RLTY CAP INC NEW | 1,940,000 | 1,828,000 | 0.08% | PRN | |
| 35 | JPMorgan Chase & Co. Warrants Exp 10/28/18 | 75,000 | 1,914,000 | 0.08% | ||
| 36 | Star Bulk Carriers Corp. | 663,135 | 1,950,000 | 0.08% | PRN | |
| 37 | BROOKDALE SR LIVING INC | 1,500,000 | 1,958,000 | 0.08% | PRN | |
| 38 | TESLA INC | 2,000,000 | 1,962,000 | 0.08% | PRN | |
| 39 | INVENSENSE INC 1.75 PERCENT 18 CONV BONDS DUE 11/01/18 | 2,000,000 | 2,020,000 | 0.09% | PRN | |
| 40 | LAM RESEARCH CORP | 1,605,000 | 2,134,000 | 0.09% | PRN | |
| 41 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 248,024 | 2,135,000 | 0.09% | ||
| 42 | DEPOMED INC NOTE 2.500 9/0 | 1,740,000 | 2,229,000 | 0.09% | PRN | |
| 43 | EATON VANCE LTD DURATION INC | 201,785 | 2,718,000 | 0.11% | ||
| 44 | SEACOR HOLDINGS INC | 3,145,000 | 2,807,000 | 0.12% | PRN | |
| 45 | THOMPSON CREEK METALS CO COM | 3,764,502 | 3,087,000 | 0.13% | PRN | |
| 46 | CITRIX SYS INC | 3,010,000 | 3,186,000 | 0.13% | PRN | |
| 47 | PROSPECT CAPITAL CORPORATION | 3,235,000 | 3,259,000 | 0.14% | PRN | |
| 48 | EASTMAN KODAK CO | 197,502 | 3,318,000 | 0.14% | ||
| 49 | SAFEGUARD SCIENTIFICS IN | 2,650,000 | 3,349,000 | 0.14% | PRN | |
| 50 | SYNCHRONOSS TECHNOLOGIES INC | 3,000,000 | 3,375,000 | 0.14% | PRN |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001009012-15-000008, filed 2015.08.10).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
