| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,082,213 | 35,148,000 | 10.12% | ||
| 2 | Karpus Management, Inc. | 3,316,375 | 28,554,000 | 8.22% | ||
| 3 | Invesco Ltd. | 3,149,362 | 27,116,000 | 7.81% | ||
| 4 | MORGAN STANLEY | 2,339,517 | 20,143,000 | 5.80% | ||
| 5 | PRIVATE MANAGEMENT GROUP INC | 1,908,473 | 16,432,000 | 4.73% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 1,835,651 | 15,805,000 | 4.55% | ||
| 7 | 1832 Asset Management L.P. | 1,689,300 | 14,528,000 | 4.18% | ||
| 8 | JPMORGAN CHASE & CO | 1,682,900 | 14,490,000 | 4.17% | ||
| 9 | RESTRUCTURING CAPITAL ASSOCIATES LP | 1,602,768 | 13,800,000 | 3.97% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 1,491,369 | 12,842,000 | 3.70% | ||
| 11 | NEWGATE CAPITAL MANAGEMENT LLC | 1,271,326 | 10,882,000 | 3.13% | ||
| 12 | COHEN & STEERS, INC. | 1,199,738 | 10,330,000 | 2.97% | ||
| 13 | CITIGROUP INC | 1,190,944 | 10,254,000 | 2.95% | ||
| 14 | Advisors Asset Management, Inc. | 1,170,354 | 10,077,000 | 2.90% | ||
| 15 | WELLS FARGO & COMPANY/MN | 1,142,570 | 9,837,000 | 2.83% | ||
| 16 | UBS Group AG | 1,073,944 | 9,247,000 | 2.66% | ||
| 17 | EATON VANCE MANAGEMENT | 952,498 | 8,230,000 | 2.37% | ||
| 18 | BlueSpruce Investments, LP | 599,461 | 5,161,000 | 1.49% | ||
| 19 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 583,255 | 5,022,000 | 1.45% | ||
| 20 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 580,644 | 4,999,000 | 1.44% | ||
| 21 | ROYAL BANK OF CANADA | 567,409 | 4,885,000 | 1.41% | ||
| 22 | ENVESTNET ASSET MANAGEMENT INC | 562,027 | 4,839,000 | 1.39% | ||
| 23 | AQR ARBITRAGE LLC | 480,492 | 4,137,000 | 1.19% | ||
| 24 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 440,566 | 3,787,000 | 1.09% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 399,807 | 3,442,000 | 0.99% | ||
| 26 | CORNERSTONE ADVISORS INC | 345,997 | 2,979,000 | 0.86% | ||
| 27 | Thomas J. Herzfeld Advisors, Inc. | 340,404 | 2,897,000 | 0.83% | ||
| 28 | JANUS HENDERSON GROUP PLC | 331,200 | 2,852,000 | 0.82% | ||
| 29 | BANK OF AMERICA CORP /DE/ | 321,563 | 2,769,000 | 0.80% | ||
| 30 | RAYMOND JAMES & ASSOCIATES | 307,627 | 2,649,000 | 0.76% | ||
| 31 | RELATIVE VALUE PARTNERS GROUP, LLC | 273,524 | 2,355,000 | 0.68% | ||
| 32 | ZAZOVE ASSOCIATES LLC | 248,024 | 2,135,000 | 0.61% | ||
| 33 | STIFEL FINANCIAL CORP | 222,113 | 1,913,000 | 0.55% | ||
| 34 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 211,858 | 1,824,000 | 0.53% | ||
| 35 | LPL Financial LLC | 205,213 | 1,773,000 | 0.51% | ||
| 36 | Tortoise Investment Management, LLC | 201,371 | 1,734,000 | 0.50% | ||
| 37 | FIRST TRUST ADVISORS LP | 191,627 | 1,650,000 | 0.48% | ||
| 38 | FIRST NATIONAL BANK & TRUST CO OF NEWTOWN | 167,353 | 1,441,000 | 0.41% | ||
| 39 | DRW Securities, LLC | 112,400 | 968,000 | 0.28% | ||
| 40 | CREDIT SUISSE AG/ | 102,545 | 883,000 | 0.25% | ||
| 41 | SHEPHERD KAPLAN KROCHUK, LLC | 91,790 | 791,000 | 0.23% | ||
| 42 | BB&T SECURITIES, LLC | 89,918 | 774,000 | 0.22% | ||
| 43 | Mariner, LLC | 89,033 | 766,000 | 0.22% | ||
| 44 | AMERIPRISE FINANCIAL INC | 84,564 | 728,000 | 0.21% | ||
| 45 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 83,075 | 715,000 | 0.21% | ||
| 46 | Sunbelt Securities, Inc. | 79,404 | 683,834 | 0.20% | ||
| 47 | DOLIVER ADVISORS, LP | 75,794 | 653,000 | 0.19% | ||
| 48 | DUBUQUE BANK & TRUST CO | 60,365 | 520,000 | 0.15% | ||
| 49 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 58,199 | 501,000 | 0.14% | ||
| 50 | AMERICAN INTERNATIONAL GROUP, INC. | 55,309 | 476,211 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
