| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,586,319 | 88,718,000 | 21.82% | ||
| 2 | UBS Group AG | 4,036,936 | 54,377,000 | 13.38% | ||
| 3 | WESTBOURNE INVESTMENT ADVISORS, INC. | 478 | 35,500,000 | 8.73% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 1,897,729 | 25,562,000 | 6.29% | ||
| 5 | Invesco Ltd. | 1,776,379 | 23,928,000 | 5.89% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,393,028 | 18,764,000 | 4.62% | ||
| 7 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,391,941 | 18,749,000 | 4.61% | ||
| 8 | AMERIPRISE FINANCIAL INC | 1,313,944 | 17,683,000 | 4.35% | ||
| 9 | Advisors Asset Management, Inc. | 1,082,025 | 14,575,000 | 3.58% | ||
| 10 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 824,491 | 11,106,000 | 2.73% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 646,549 | 8,709,000 | 2.14% | ||
| 12 | Commonwealth Equity Services, Inc | 526,447 | 7,091,000 | 1.74% | ||
| 13 | Yorktown Management & Research Co Inc | 442,000 | 5,954,000 | 1.46% | ||
| 14 | CITIGROUP INC | 331,689 | 4,468,000 | 1.10% | ||
| 15 | Horizon Kinetics LLC | 317,500 | 4,277,000 | 1.05% | ||
| 16 | AQR ARBITRAGE LLC | 310,498 | 4,182,000 | 1.03% | ||
| 17 | Vident Investment Advisory, LLC | 297,008 | 4,001,000 | 0.98% | ||
| 18 | LPL Financial LLC | 243,595 | 3,352,000 | 0.82% | ||
| 19 | Shaker Financial Services, LLC | 233,217 | 3,141,000 | 0.77% | ||
| 20 | DOLIVER ADVISORS, LP | 206,829 | 2,786,000 | 0.69% | ||
| 21 | ZAZOVE ASSOCIATES LLC | 201,785 | 2,718,000 | 0.67% | ||
| 22 | WELLS FARGO & COMPANY/MN | 183,302 | 2,470,000 | 0.61% | ||
| 23 | POINTE CAPITAL MANAGEMENT LLC | 168,573 | 2,271,000 | 0.56% | ||
| 24 | HighTower Advisors, LLC | 157,957 | 2,128,000 | 0.52% | ||
| 25 | GUGGENHEIM CAPITAL LLC | 146,340 | 1,973,000 | 0.49% | ||
| 26 | First Allied Advisory Services, Inc. | 117,696 | 1,581,000 | 0.39% | ||
| 27 | Creative Planning | 111,678 | 1,504,000 | 0.37% | ||
| 28 | Blume Capital Management, Inc. | 104,050 | 1,402,000 | 0.34% | ||
| 29 | DEUTSCHE BANK AG\ | 100,368 | 1,351,000 | 0.33% | ||
| 30 | Investors Capital Advisory Services | 95,039 | 1,280,000 | 0.31% | ||
| 31 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 90,959 | 1,225,000 | 0.30% | ||
| 32 | CLOUGH CAPITAL PARTNERS L P | 86,600 | 1,167,000 | 0.29% | ||
| 33 | BLACKROCK ADVISORS LLC | 77,083 | 1,038,000 | 0.26% | ||
| 34 | COHEN & STEERS, INC. | 76,416 | 1,029,000 | 0.25% | ||
| 35 | ALETHEA CAPITAL MANAGEMENT, LLC | 70,527 | 950,000 | 0.23% | ||
| 36 | FIRST TRUST ADVISORS LP | 70,081 | 944,000 | 0.23% | ||
| 37 | Coe Capital Management, LLC | 70,000 | 942,900 | 0.23% | ||
| 38 | ROYAL BANK OF CANADA | 66,980 | 902,000 | 0.22% | ||
| 39 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 65,510 | 882,000 | 0.22% | ||
| 40 | ENVESTNET ASSET MANAGEMENT INC | 61,313 | 826,000 | 0.20% | ||
| 41 | FRANKLIN RESOURCES INC | 59,862 | 806,000 | 0.20% | ||
| 42 | INVESTMENT CENTERS OF AMERICA INC | 59,734 | 803,000 | 0.20% | ||
| 43 | Apriem Advisors | 59,150 | 797,000 | 0.20% | ||
| 44 | Independence Trust CO | 56,667 | 763,000 | 0.19% | ||
| 45 | Greenwich Wealth Management LLC | 53,958 | 727,000 | 0.18% | ||
| 46 | OPPENHEIMER & CO INC | 53,573 | 722,000 | 0.18% | ||
| 47 | Summit Financial Wealth Advisors, LLC | 53,180 | 716,000 | 0.18% | ||
| 48 | Sterneck Capital Management, LLC | 51,044 | 688,000 | 0.17% | ||
| 49 | RAYMOND JAMES & ASSOCIATES | 49,052 | 661,000 | 0.16% | ||
| 50 | STIFEL FINANCIAL CORP | 48,323 | 651,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
