| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 2,750,000 | 29,535,000 | 16.10% | ||
| 2 | RESTRUCTURING CAPITAL ASSOCIATES LP | 2,238,553 | 24,042,000 | 13.11% | ||
| 3 | MORGAN STANLEY | 1,708,017 | 18,344,000 | 10.00% | ||
| 4 | Invesco Ltd. | 1,197,438 | 12,860,000 | 7.01% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 1,037,065 | 11,137,000 | 6.07% | ||
| 6 | EATON VANCE MANAGEMENT | 1,007,184 | 10,770,000 | 5.87% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 982,954 | 10,557,000 | 5.75% | ||
| 8 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 526,681 | 5,657,000 | 3.08% | ||
| 9 | UBS Group AG | 427,343 | 4,590,000 | 2.50% | ||
| 10 | JPMORGAN CHASE & CO | 427,000 | 4,586,000 | 2.50% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 384,744 | 4,132,000 | 2.25% | ||
| 12 | Trust Asset Management LLC | 380,745 | 4,089,000 | 2.23% | ||
| 13 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 358,201 | 3,847,000 | 2.10% | ||
| 14 | ENVESTNET ASSET MANAGEMENT INC | 351,547 | 3,776,000 | 2.06% | ||
| 15 | NEWGATE CAPITAL MANAGEMENT LLC | 314,673 | 3,361,000 | 1.83% | ||
| 16 | RELATIVE VALUE PARTNERS GROUP, LLC | 297,202 | 3,192,000 | 1.74% | ||
| 17 | WELLS FARGO & COMPANY/MN | 218,236 | 2,344,000 | 1.28% | ||
| 18 | Advisors Asset Management, Inc. | 211,804 | 2,275,000 | 1.24% | ||
| 19 | LPL Financial LLC | 193,756 | 2,096,000 | 1.14% | ||
| 20 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 173,086 | 1,859,000 | 1.01% | ||
| 21 | COHEN & STEERS, INC. | 153,265 | 1,646,000 | 0.90% | ||
| 22 | CREDIT SUISSE AG/ | 143,973 | 1,546,000 | 0.84% | ||
| 23 | Horizon Kinetics LLC | 132,672 | 1,425,000 | 0.78% | ||
| 24 | Capital Investment Advisors, LLC | 112,868 | 1,212,000 | 0.66% | ||
| 25 | AMERIPRISE FINANCIAL INC | 102,671 | 1,102,000 | 0.60% | ||
| 26 | BLACKROCK ADVISORS LLC | 100,710 | 1,082,000 | 0.59% | ||
| 27 | DRW Securities, LLC | 89,877 | 965,000 | 0.53% | ||
| 28 | CONNING INC. | 85,900 | 923,000 | 0.50% | ||
| 29 | Edgemoor Investment Advisors, Inc. | 84,842 | 911,000 | 0.50% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 76,484 | 821,000 | 0.45% | ||
| 31 | Commonwealth Equity Services, Inc | 70,480 | 757,000 | 0.41% | ||
| 32 | DOLIVER ADVISORS, LP | 68,695 | 738,000 | 0.40% | ||
| 33 | Koshinski Asset Management, Inc. | 55,685 | 598,000 | 0.33% | ||
| 34 | HUNTINGTON NATIONAL BANK | 49,731 | 534,000 | 0.29% | PRN | |
| 35 | ALLIANCEBERNSTEIN L.P. | 45,300 | 487,000 | 0.27% | ||
| 36 | Coe Capital Management, LLC | 40,000 | 429,600 | 0.23% | ||
| 37 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 35,269 | 379,000 | 0.21% | ||
| 38 | TIEMANN INVESTMENT ADVISORS, LLC | 34,098 | 366,000 | 0.20% | ||
| 39 | SHEETS SMITH WEALTH MANAGEMENT | 34,000 | 365,000 | 0.20% | ||
| 40 | Raymond James Financial Services Advisors, Inc. | 33,100 | 355,000 | 0.19% | ||
| 41 | ZAZOVE ASSOCIATES LLC | 32,071 | 344,000 | 0.19% | ||
| 42 | OPPENHEIMER & CO INC | 30,371 | 325,000 | 0.18% | ||
| 43 | Allen Investment Management, LLC | 30,144 | 324,000 | 0.18% | ||
| 44 | Swift Run Capital Management, LLC | 23,000 | 247,000 | 0.13% | ||
| 45 | ROYAL BANK OF CANADA | 22,411 | 240,000 | 0.13% | ||
| 46 | Janney Montgomery Scott LLC | 19,799 | 212,641 | 0.12% | ||
| 47 | Sigma Planning Corp | 17,659 | 190,000 | 0.10% | ||
| 48 | Carnegie Investment Counsel | 17,500 | 188,000 | 0.10% | ||
| 49 | BHF Kleinwort Benson Group S.A. | 15,000 | 161,000 | 0.09% | ||
| 50 | Bank of New York Mellon Corp | 14,822 | 159,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
