| # | % | |||||
|---|---|---|---|---|---|---|
| 51 | SOLAZYME INC | 15,510,000 | 8,143,000 | 0.38% | PRN | |
| 52 | TRULIA INC | 4,491,000 | 6,894,000 | 0.32% | PRN | |
| 53 | NXP SEMICONDUCTORS N V | 5,450,000 | 6,492,000 | 0.30% | PRN | |
| 54 | SOLAZYME INC | 8,590,000 | 5,755,000 | 0.27% | PRN | |
| 55 | AMYRIS INC | 14,932,000 | 5,525,000 | 0.26% | PRN | |
| 56 | RADIO ONE INC CL D NON VTG | 1,706,031 | 5,169,000 | 0.24% | PRN | |
| 57 | INTERDIGITAL INC | 3,750,000 | 4,549,000 | 0.21% | PRN | |
| 58 | GLOBAL EAGLE ENTMT INC | 4,740,000 | 3,946,000 | 0.18% | PRN | |
| 59 | EATON VANCE LTD DURATION INC | 252,198 | 3,458,000 | 0.16% | ||
| 60 | IRIDIUM COMMUNICATIONS INC | 10,580 | 3,169,000 | 0.15% | ||
| 61 | PRICELINE GRP INC SR CONV NT0.9 21 | 2,740,000 | 2,943,000 | 0.14% | PRN | |
| 62 | WEBMD HEALTH CORP | 2,500,000 | 2,605,000 | 0.12% | PRN | |
| 63 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 303,805 | 2,576,000 | 0.12% | PRN | |
| 64 | SAFEGUARD SCIENTIFICS IN | 2,450,000 | 2,507,000 | 0.12% | PRN | |
| 65 | EMMIS COMMUNICATIONS-CLASS A | 611,585 | 2,477,000 | 0.11% | ||
| 66 | ANTHEM INC | 1,250,000 | 2,192,000 | 0.10% | PRN | |
| 67 | SPIRIT RLTY CAP INC NEW | 1,940,000 | 2,147,000 | 0.10% | PRN | |
| 68 | FXCM INC | 4,745,000 | 2,086,000 | 0.10% | PRN | |
| 69 | COLONY CAP INC 5 04/15/2023 | 2,020,000 | 2,009,000 | 0.09% | PRN | |
| 70 | CUMULUS MEDIA INC | 5,436,616 | 1,794,000 | 0.08% | ||
| 71 | KeyCorp NEW | 11,713 | 1,599,000 | 0.07% | ||
| 72 | Bank of America Corp Warrants Exp 01/16/19 | 343,568 | 1,587,000 | 0.07% | ||
| 73 | PDL BIOPHARMA INC | 1,580,000 | 1,539,000 | 0.07% | PRN | |
| 74 | GSV CAP CORP | 1,595,000 | 1,463,000 | 0.07% | PRN | |
| 75 | SEACOR HOLDINGS INC | 1,785,000 | 1,456,000 | 0.07% | PRN | |
| 76 | DEPOMED INC NOTE 2.500 9/0 | 1,000,000 | 1,429,000 | 0.07% | PRN | |
| 77 | AEGEAN MARINE PETE NETWORK I | 1,185,000 | 1,185,000 | 0.05% | PRN | |
| 78 | QUANTUM CORP | 1,100,000 | 1,040,000 | 0.05% | PRN | |
| 79 | AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 | 1,000,000 | 1,000,000 | 0.05% | PRN | |
| 80 | HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 | 1,670,000 | 969,000 | 0.04% | PRN | |
| 81 | Priceline Group Inc/The | 740,000 | 948,000 | 0.04% | PRN | |
| 82 | FELCOR LODGING TR INC PFD CV A $1.95 | 37,500 | 940,000 | 0.04% | ||
| 83 | BROOKFIELD TOTAL RETURN FD I | 37,929 | 850,000 | 0.04% | ||
| 84 | LIBERTY MEDIA CORP | 1,310,000 | 794,000 | 0.04% | PRN | |
| 85 | EURONET WORLDWIDE INC | 560,000 | 708,000 | 0.03% | PRN | |
| 86 | NUVEEN SHT DUR CR OPP FD | 40,640 | 684,000 | 0.03% | PRN | |
| 87 | PERNIX THERAPEUTICS HOLDINGS INC | 2,000,000 | 650,000 | 0.03% | PRN | |
| 88 | RTW HLDGS INC | 600,000 | 611,000 | 0.03% | PRN | |
| 89 | COHEN STEERS CLOSED END OP | 49,031 | 603,000 | 0.03% | ||
| 90 | DUFF PHELPS UTLITY AND INF | 33,833 | 578,000 | 0.03% | ||
| 91 | CAPITAL ONE FINANCIAL CORP WARRANTS 2009-14. | 18,940 | 576,000 | 0.03% | ||
| 92 | COHEN & STEERS INFRASTRUCTUR | 26,758 | 576,000 | 0.03% | ||
| 93 | MODUSLINK GLOBAL SOLUTIONS I | 700,000 | 566,000 | 0.03% | PRN | |
| 94 | PIONEER FLOATING RATE TR | 47,798 | 564,000 | 0.03% | PRN | |
| 95 | BLACKSTONE GSO FLTING RTE FUND COM | 33,375 | 562,000 | 0.03% | ||
| 96 | BLACKROCK DEBT STRAT FD INC COM | 152,006 | 555,000 | 0.03% | ||
| 97 | GABELLI GLOBL UTIL INCOME | 30,347 | 555,000 | 0.03% | ||
| 98 | INTEGRATED DEVICE TECHNOLOGY | 480,000 | 487,000 | 0.02% | PRN | |
| 99 | Spirit Realty Capital Inc | 370,000 | 420,000 | 0.02% | PRN | |
| 100 | DURECT CORP | 255,000 | 354,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001009012-16-000029, filed 2016.11.04).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
