| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,974,286 | 33,702,000 | 9.52% | ||
| 2 | JPMORGAN CHASE & CO | 3,311,242 | 28,079,000 | 7.94% | ||
| 3 | MORGAN STANLEY | 3,072,256 | 26,053,000 | 7.36% | ||
| 4 | PRIVATE MANAGEMENT GROUP INC | 2,250,439 | 19,084,000 | 5.39% | ||
| 5 | COHEN & STEERS, INC. | 2,103,264 | 17,836,000 | 5.04% | ||
| 6 | RESTRUCTURING CAPITAL ASSOCIATES LP | 2,022,768 | 17,153,000 | 4.85% | ||
| 7 | Invesco Ltd. | 1,987,959 | 16,858,000 | 4.76% | ||
| 8 | WELLS FARGO & COMPANY/MN | 1,560,141 | 13,230,000 | 3.74% | ||
| 9 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,558,875 | 13,219,000 | 3.74% | ||
| 10 | Tortoise Investment Management, LLC | 1,449,941 | 12,295,000 | 3.47% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 1,353,574 | 11,479,000 | 3.24% | ||
| 12 | UBS Group AG | 1,315,734 | 11,157,000 | 3.15% | ||
| 13 | CITIGROUP INC | 1,199,887 | 10,175,000 | 2.88% | ||
| 14 | ROYAL BANK OF CANADA | 981,806 | 9,161,000 | 2.59% | ||
| 15 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 1,020,338 | 8,652,000 | 2.45% | ||
| 16 | ENVESTNET ASSET MANAGEMENT INC | 973,909 | 8,259,000 | 2.33% | ||
| 17 | EATON VANCE MANAGEMENT | 952,498 | 8,049,000 | 2.27% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 875,844 | 7,427,000 | 2.10% | ||
| 19 | MARINER INVESTMENT GROUP LLC | 838,454 | 7,110,000 | 2.01% | ||
| 20 | WESCAP MANAGEMENT GROUP, INC. | 656,703 | 5,569,000 | 1.57% | ||
| 21 | Yorktown Management & Research Co Inc | 520,000 | 4,410,000 | 1.25% | ||
| 22 | 1832 Asset Management L.P. | 500,000 | 4,240,000 | 1.20% | ||
| 23 | CREDIT SUISSE AG/ | 391,081 | 3,316,000 | 0.94% | ||
| 24 | STIFEL FINANCIAL CORP | 362,561 | 3,065,000 | 0.87% | ||
| 25 | JANUS HENDERSON GROUP PLC | 331,200 | 2,809,000 | 0.79% | ||
| 26 | BANK OF AMERICA CORP /DE/ | 310,611 | 2,634,000 | 0.74% | ||
| 27 | CORNERSTONE ADVISORS INC | 310,538 | 2,633,000 | 0.74% | ||
| 28 | ZAZOVE ASSOCIATES LLC | 303,805 | 2,576,000 | 0.73% | PRN | |
| 29 | Advisors Asset Management, Inc. | 298,659 | 2,533,000 | 0.72% | ||
| 30 | Thomas J. Herzfeld Advisors, Inc. | 286,125 | 2,426,000 | 0.69% | ||
| 31 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 272,652 | 2,313,000 | 0.65% | ||
| 32 | Hilton Capital Management, LLC | 267,365 | 2,267,000 | 0.64% | PRN | |
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 253,113 | 2,146,000 | 0.61% | ||
| 34 | Ionic Capital Management LLC | 246,240 | 2,088,000 | 0.59% | ||
| 35 | DUBUQUE BANK & TRUST CO | 236,239 | 2,003,000 | 0.57% | ||
| 36 | LPL Financial LLC | 209,260 | 1,762,000 | 0.50% | ||
| 37 | Roumell Asset Management, LLC | 181,320 | 1,538,000 | 0.43% | ||
| 38 | FIRST TRUST ADVISORS LP | 179,712 | 1,524,000 | 0.43% | ||
| 39 | Oxbow Advisors, LLC | 171,546 | 1,455,000 | 0.41% | ||
| 40 | FIRST NATIONAL BANK & TRUST CO OF NEWTOWN | 162,253 | 1,376,000 | 0.39% | ||
| 41 | NWAM LLC | 137,555 | 1,166,000 | 0.33% | ||
| 42 | AMERIPRISE FINANCIAL INC | 127,826 | 1,084,000 | 0.31% | ||
| 43 | Raymond James Financial Services Advisors, Inc. | 126,495 | 1,073,000 | 0.30% | ||
| 44 | BESSEMER GROUP INC | 125,000 | 1,060,000 | 0.30% | ||
| 45 | Saba Capital Management, L.P. | 96,899 | 822,000 | 0.23% | ||
| 46 | RELATIVE VALUE PARTNERS GROUP, LLC | 93,123 | 790,000 | 0.22% | ||
| 47 | Edge Wealth Management LLC | 108,397 | 749,000 | 0.21% | SH | |
| 48 | Kohlberg Kravis Roberts & Co. L.P. | 84,784 | 719,000 | 0.20% | ||
| 49 | NINE MASTS CAPITAL Ltd | 70,700 | 600,000 | 0.17% | ||
| 50 | Mariner, LLC | 62,683 | 531,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
