| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 418,806 | 7,053,000 | 14.42% | ||
| 2 | MORGAN STANLEY | 354,471 | 5,969,000 | 12.21% | ||
| 3 | JPMORGAN CHASE & CO | 333,925 | 5,623,000 | 11.50% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 292,582 | 4,927,000 | 10.08% | ||
| 5 | Advisors Asset Management, Inc. | 238,320 | 4,013,000 | 8.21% | ||
| 6 | WELLS FARGO & COMPANY/MN | 202,094 | 3,403,000 | 6.96% | ||
| 7 | COHEN & STEERS, INC. | 198,787 | 3,348,000 | 6.85% | ||
| 8 | MARINER INVESTMENT GROUP LLC | 177,517 | 2,989,000 | 6.11% | ||
| 9 | UBS Group AG | 98,594 | 1,660,000 | 3.39% | ||
| 10 | Yorktown Management & Research Co Inc | 87,091 | 1,467,000 | 3.00% | ||
| 11 | COMERICA SECURITIES INC | 83,425 | 1,405,000 | 2.87% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 73,094 | 1,230,000 | 2.52% | ||
| 13 | CREDIT SUISSE AG/ | 48,282 | 813,000 | 1.66% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 47,200 | 795,000 | 1.63% | ||
| 15 | LPL Financial LLC | 46,937 | 776,000 | 1.59% | ||
| 16 | ZAZOVE ASSOCIATES LLC | 40,640 | 684,000 | 1.40% | PRN | |
| 17 | BAIRD FINANCIAL GROUP, INC. | 26,745 | 450,000 | 0.92% | ||
| 18 | Cambridge Investment Research Advisors, Inc. | 21,398 | 360,000 | 0.74% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 19,203 | 323,000 | 0.66% | ||
| 20 | STIFEL FINANCIAL CORP | 18,246 | 307,000 | 0.63% | ||
| 21 | IFP ADVISORS, INC | 17,300 | 291,000 | 0.60% | ||
| 22 | Camelot Portfolios, LLC | 15,000 | 253,000 | 0.52% | ||
| 23 | Atria Investments, Inc | 13,326 | 224,000 | 0.46% | ||
| 24 | ENVESTNET ASSET MANAGEMENT INC | 12,594 | 212,000 | 0.43% | ||
| 25 | ROYAL BANK OF CANADA | 9,145 | 154,000 | 0.31% | ||
| 26 | Creative Planning | 9,000 | 152,000 | 0.31% | ||
| 27 | SeaBridge Investment Advisors LLC | 650 | 11,000 | 0.02% | ||
| 28 | ADVISOR GROUP, INC. | 257 | 4,000 | 0.01% | ||
| 29 | GENEOS WEALTH MANAGEMENT INC. | 200 | 3,000 | 0.01% | ||
| 30 | PENSERRA CAPITAL MANAGEMENT LLC | 139 | 2,000 | 0.00% | ||
| 31 | CITIGROUP INC | 34 | 1,000 | 0.00% | ||
| 32 | SEI INVESTMENTS CO | 36 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
