| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | EASTMAN KODAK CO | 11,700 | 12,000 | 0.00% | ||
| 2 | EASTMAN KODAK CO | 11,128 | 16,000 | 0.00% | ||
| 3 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 12,576,332 | 30,000 | 0.00% | ||
| 4 | NUVEEN SHT DUR CR OPP FD | 3,007 | 54,000 | 0.00% | ||
| 5 | WEBMD HEALTH CORP | 95,000 | 97,000 | 0.01% | PRN | |
| 6 | CUMULUS MEDIA INC | 700,576 | 225,000 | 0.01% | ||
| 7 | AMERICAN INTL GROUP INC | 10,610 | 227,000 | 0.01% | ||
| 8 | APOLLO SR FLOATING RATE FD INC COM | 14,507 | 254,000 | 0.01% | ||
| 9 | EATON VANCE SHORT COM | 18,602 | 263,000 | 0.01% | ||
| 10 | DURECT CORP | 255,000 | 268,000 | 0.01% | ||
| 11 | CLEAR CHANNEL OUTDOOR HLDGS CL A | 47,129 | 285,000 | 0.02% | ||
| 12 | INTEGRATED DEVICE TECHNOLOGY | 400,000 | 403,000 | 0.02% | PRN | |
| 13 | SIRIUS XM HOLDINGS INC | 100,000 | 515,000 | 0.03% | ||
| 14 | PERNIX THERAPEUTICS HOLDINGS INC | 2,000,000 | 550,000 | 0.03% | PRN | |
| 15 | DUFF PHELPS UTLITY AND INF | 33,833 | 550,000 | 0.03% | ||
| 16 | GABELLI GLOBL UTIL INCOME | 30,347 | 564,000 | 0.03% | ||
| 17 | COHEN & STEERS INFRASTRUCTUR | 26,758 | 577,000 | 0.03% | ||
| 18 | PIONEER FLOATING RATE TR | 47,798 | 584,000 | 0.03% | ||
| 19 | BLACKROCK DEBT STRAT FD INC | 50,668 | 584,000 | 0.03% | ||
| 20 | COHEN STEERS CLOSED END OP | 49,031 | 608,000 | 0.03% | ||
| 21 | MODUSLINK GLOBAL SOLUTIONS I | 700,000 | 658,000 | 0.03% | PRN | |
| 22 | DEPOMED INC NOTE 2.500 9/0 | 800,000 | 753,000 | 0.04% | PRN | |
| 23 | LIBERTY MEDIA CORP | 1,310,000 | 806,000 | 0.04% | PRN | |
| 24 | BROOKFIELD REAL ASSETS INCOM | 36,347 | 828,000 | 0.04% | ||
| 25 | RTW HLDGS INC | 900,000 | 926,000 | 0.05% | PRN | |
| 26 | FELCOR LODGING TR INC PFD CV A $1.95 | 39,700 | 966,000 | 0.05% | ||
| 27 | AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 | 1,000,000 | 1,003,000 | 0.05% | PRN | |
| 28 | HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 | 1,605,000 | 1,069,000 | 0.06% | PRN | |
| 29 | BANK AMER CORP | 900 | 1,076,000 | 0.06% | ||
| 30 | GDL FUND | 110,269 | 1,085,000 | 0.06% | ||
| 31 | COLONY NORTHSTAR A | 85,174 | 1,100,000 | 0.06% | ||
| 32 | Bank of America Corp Warrants Exp 01/16/19 | 105,000 | 1,187,000 | 0.06% | ||
| 33 | ARBOR RLTY TR INC | 1,250,000 | 1,314,000 | 0.07% | PRN | |
| 34 | SHIP FINANCE INTERNATIONAL L NOTE 5.75010/1 | 1,350,000 | 1,344,000 | 0.07% | PRN | |
| 35 | QUANTUM CORP | 1,500,000 | 1,493,000 | 0.08% | PRN | |
| 36 | FXCM INC | 4,735,000 | 1,776,000 | 0.09% | PRN | |
| 37 | GSV CAP CORP | 1,845,000 | 1,831,000 | 0.10% | PRN | |
| 38 | EMMIS COMMUNICATIONS-CLASS A | 805,754 | 1,974,000 | 0.10% | ||
| 39 | PDL BIOPHARMA INC | 2,080,000 | 2,067,000 | 0.11% | PRN | |
| 40 | CTRIP COM INTL LTD | 1,800,000 | 2,087,000 | 0.11% | PRN | |
| 41 | SEACOR HOLDINGS INC | 2,585,000 | 2,316,000 | 0.12% | PRN | |
| 42 | SAFEGUARD SCIENTIFICS IN | 2,450,000 | 2,492,000 | 0.13% | PRN | |
| 43 | LAM RESEARCH CORP SR NT CV 1.25 18 | 1,200,000 | 2,538,000 | 0.13% | PRN | |
| 44 | GLOBAL EAGLE ENTMT INC | 4,705,000 | 2,564,000 | 0.14% | PRN | |
| 45 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 303,805 | 2,640,000 | 0.14% | ||
| 46 | COLONY CAP INC 5 04/15/2023 | 3,020,000 | 3,026,000 | 0.16% | PRN | |
| 47 | EATON VANCE LTD DURATION INC | 252,198 | 3,488,000 | 0.18% | ||
| 48 | WEBMD HEALTH CORP NOTE 1.50012/0 | 3,021,000 | 3,586,000 | 0.19% | PRN | |
| 49 | IRIDIUM COMMUNICATIONS INC | 10,580 | 3,587,000 | 0.19% | ||
| 50 | CLOVIS ONCOLOGY INC | 2,850,000 | 3,680,000 | 0.19% | PRN |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001009012-17-000007, filed 2017.04.28).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
