| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 731,192 | 12,825,000 | 16.92% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 625,518 | 10,972,000 | 14.48% | ||
| 3 | BAILLIE GIFFORD & CO | 617,746 | 10,835,000 | 14.30% | ||
| 4 | Invesco Ltd. | 579,352 | 10,162,000 | 13.41% | ||
| 5 | MORGAN STANLEY | 421,844 | 7,399,000 | 9.76% | ||
| 6 | AMERIPRISE FINANCIAL INC | 217,754 | 3,819,000 | 5.04% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 194,725 | 3,416,000 | 4.51% | ||
| 8 | WELLS FARGO & COMPANY/MN | 165,898 | 2,910,000 | 3.84% | ||
| 9 | Capital Investment Advisors, LLC | 118,189 | 2,073,000 | 2.74% | ||
| 10 | Apollo Management Holdings, L.P. | 105,236 | 1,845,000 | 2.43% | ||
| 11 | Yorktown Management & Research Co Inc | 97,152 | 1,704,000 | 2.25% | ||
| 12 | UBS Group AG | 74,664 | 1,309,000 | 1.73% | ||
| 13 | HighTower Advisors, LLC | 51,621 | 911,000 | 1.20% | ||
| 14 | DOLIVER ADVISORS, LP | 45,890 | 805,000 | 1.06% | ||
| 15 | GREAT AMERICAN GROUP, INC. | 42,018 | 737,000 | 0.97% | ||
| 16 | Cetera Advisor Networks LLC | 29,557 | 519,000 | 0.68% | ||
| 17 | STIFEL FINANCIAL CORP | 27,922 | 492,000 | 0.65% | ||
| 18 | ADVISOR GROUP, INC. | 25,926 | 454,000 | 0.60% | ||
| 19 | JPMORGAN CHASE & CO | 20,000 | 351,000 | 0.46% | ||
| 20 | ROYAL BANK OF CANADA | 18,165 | 318,000 | 0.42% | ||
| 21 | LPL Financial LLC | 17,722 | 309,000 | 0.41% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 15,602 | 274,000 | 0.36% | ||
| 23 | Greenwich Wealth Management LLC | 14,600 | 256,000 | 0.34% | ||
| 24 | ZAZOVE ASSOCIATES LLC | 14,507 | 254,000 | 0.34% | ||
| 25 | Mariner, LLC | 10,747 | 189,000 | 0.25% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,394 | 164,000 | 0.22% | ||
| 27 | IFP ADVISORS, INC | 8,069 | 142,000 | 0.19% | ||
| 28 | Advisory Services Network, LLC | 7,000 | 123,000 | 0.16% | ||
| 29 | WFG Advisors, LP | 2,321 | 41,000 | 0.05% | ||
| 30 | ENVESTNET ASSET MANAGEMENT INC | 1,894 | 33,000 | 0.04% | ||
| 31 | BANK OF MONTREAL /CAN/ | 1,800 | 32,000 | 0.04% | ||
| 32 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,544 | 27,000 | 0.04% | ||
| 33 | YORKBRIDGE WEALTH PARTNERS, LLC | 1,234 | 22,000 | 0.03% | ||
| 34 | FIRST MANHATTAN CO. LLC. | 1,250 | 21,000 | 0.03% | ||
| 35 | ANCHOR INVESTMENT MANAGEMENT, LLC | 1,000 | 17,540 | 0.02% | ||
| 36 | CITIGROUP INC | 759 | 13,000 | 0.02% | ||
| 37 | PENSERRA CAPITAL MANAGEMENT LLC | 378 | 6,000 | 0.01% | ||
| 38 | AlphaMark Advisors, LLC | 250 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
