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NUVEEN SHT DUR CR OPP FD
NUVEEN SHT DUR CR OPP FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 21 Institutional holders with a total value of $43,151,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 560,908 9,984,000 23.14%
2 JPMORGAN CHASE & CO 345,918 6,157,000 14.27%
3 Advisors Asset Management, Inc. 323,547 5,759,000 13.35%
4 Invesco Ltd. 271,646 4,835,000 11.20%
5 COHEN & STEERS, INC. 211,934 3,772,000 8.74%
6 MORGAN STANLEY 133,715 2,381,000 5.52%
7 COMERICA SECURITIES INC 96,844 1,724,000 4.00%
8 BANK OF AMERICA CORP /DE/ 89,018 1,585,000 3.67%
9 WELLS FARGO & COMPANY/MN 87,044 1,549,000 3.59%
10 FIRST TRUST ADVISORS LP 78,808 1,403,000 3.25%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 76,479 1,361,000 3.15%
12 LPL Financial LLC 55,505 990,000 2.29%
13 Cambridge Investment Research Advisors, Inc. 21,348 380,000 0.88%
14 STIFEL FINANCIAL CORP 16,109 287,000 0.67%
15 ROYAL BANK OF CANADA 14,916 266,000 0.62%
16 ENVESTNET ASSET MANAGEMENT INC 12,823 228,000 0.53%
17 AMERIPRISE FINANCIAL INC 12,569 224,000 0.52%
18 Creative Planning 9,000 160,000 0.37%
19 ZAZOVE ASSOCIATES LLC 3,007 54,000 0.13%
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,850 51,000 0.12%
21 SEI INVESTMENTS CO 36 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.