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Institutional Investment Manager
D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. (CIK: 0001009207) incorporated in Delaware, located at Two Manhattan West, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001144204-16-119433) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
4651 WALTER INVT MGMT CORP 16,277 45 0.00%
4652 IMMUNOMEDICS INCORPORATED 18,800 44 0.00%
4653 CHIMERIX INC 11,200 44 0.00%
4654 BIOTIME INC 16,615 43 0.00%
4655 GTX INC 75,567 42 0.00%
4656 CASTLIGHT HEALTH INC 10,591 42 0.00%
4657 GARNERO GROUP ACQUISITION CO 475,000 40 0.00%
4658 GENESIS HEALTHCARE INC 21,403 38 0.00%
4659 ENPHASE ENERGY INC 19,122 38 0.00%
4660 ACELRX PHARMACEUTICALS INC 13,720 37 0.00%
4661 CIVEO CORP CDA 20,422 37 0.00%
4662 TERRAFORM GLOBAL INC CL A 11,275 37 0.00%
4663 RAIT FINANCIAL TRUST 11,260 35 0.00%
4664 ANDINA ACQUISITION CORP II 195,000 35 0.00%
4665 Abraxas Petroleum Corp 29,812 34 0.00%
4666 GTX INC 61,219 34 0.00%
4667 THRESHOLD PHARMACEUTICAL INC 52,675 33 0.00%
4668 Kinder Morgan Inc Del Wt Exp 052517 1,949,600 33 0.00%
4669 CIBER INC COM 21,567 32 0.00%
4670 HOVNANIAN ENTERPRISES, INC. 18,602 31 0.00%
4671 Sizmek Inc 12,989 30 0.00%
4672 MANNKIND CORP. 25,000 29 0.00% Put
4673 MANNKIND CORP. 25,000 29 0.00% Call
4674 COBALT INTL ENERGY INC 21,255 28 0.00%
4675 HARTE-HANKS INC 17,069 27 0.00%
4676 MANNKIND CORP. 23,277 27 0.00%
4677 Bonanza Creek Energy Inc 13,234 27 0.00%
4678 UNIVERSAL TECHNICAL INST INC 10,806 24 0.00%
4679 CATALYST PHARMACEUTICALS INC 33,094 23 0.00%
4680 PENN WEST PETE LTD NEW 16,400 23 0.00%
4681 TRANSATLANTIC PETROLEUM LTD 27,527 23 0.00%
4682 OCWEN FINL CORP 12,453 21 0.00%
4683 SEQUENOM INC 23,167 21 0.00%
4684 PACIFIC SPL ACQUISITION CORP 195,000 20 0.00%
4685 GARNERO GROUP ACQUISITION CO 475,000 19 0.00%
4686 GOLDEN OCEAN GRP LTD 27,912 19 0.00%
4687 NEURALSTEM INC COM 60,495 18 0.00%
4688 NAVIOS MARITIME HOLDINGS INC 19,673 16 0.00%
4689 GASTAR EXPL INC NEW COM 14,111 16 0.00%
4690 ANDINA ACQUISITION CORP II 194,900 16 0.00%
4691 PERNIX THERAPEUTICS HLDGS IN 33,995 15 0.00%
4692 VIVUS INC 10,412 12 0.00%
4693 C&J ENERGY SVCS LTD 20,461 12 0.00%
4694 URANIUM ENERGY CORP 12,875 11 0.00%
4695 Rex Energy Corp 14,791 10 0.00%
4696 CASCADIAN THERAPEUTICS INC 10,921 10 0.00%
4697 NEURALSTEM INC COM 35,886 10 0.00%
4698 QUANTUM CORP-DLT & STORAGE SYS 20,867 9 0.00%
4699 TRIANGLE PETE CORP 32,966 9 0.00%
4700 C&J ENERGY SVCS LTD 13,121 8 0.00%
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