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Institutional Investment Manager
THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. (CIK: 0001017284) incorporated in New York, located at 9030 Stony Point Pkwy, Ste 100, Richmond, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 1,235 holdings with a total value of $83,176,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 MOODYS CORP 1,163 121,000 0.15%
152 STANLEY FURNITURE CO INC COM NEW 38,000 120,000 0.14%
153 OPKO HEALTH INC 8,500 120,000 0.14%
154 DOW CHEM CO 2,489 119,000 0.14%
155 ProFire Energy 88,336 119,000 0.14%
156 SANOFI SPOND FUNSPONSORED ADR 10,000 119,000 0.14%
157 ENERGOUS CORP 12,593 119,000 0.14%
158 MALLINCKRODT PUB LTD CO 927 117,000 0.14%
159 CELGENE CORP 1,017 117,000 0.14%
160 AMICUS THERAPEUTICS INC COM 10,550 115,000 0.14%
161 TD AMERITRADE HLDG CORP 3,020 113,000 0.14%
162 RTI SURGICAL HOLDINGS INC COM 22,800 113,000 0.14%
163 ACACIA RESH CORP ACACIA TCH COM 10,450 112,000 0.13%
164 ISHARES NASDAQ BIOTECHNOLOGY ETF 200 111,000 0.13%
165 Monster Beverage Corpo 803 111,000 0.13%
166 Alcatel Lucent Adr 29,613 110,000 0.13%
167 MCDONALDS CORP 1,121 109,000 0.13%
168 EL POLLO LOCO HLDGS INC 4,250 109,000 0.13%
169 APPLIED MATLS INC 4,837 109,000 0.13%
170 CARDINAL HEALTH INC 1,211 109,000 0.13%
171 GRUBHUB INC 2,375 108,000 0.13%
172 EDWARDS LIFESCIENCES CORP 755 108,000 0.13%
173 SUPER MICRO COMPUTER INC COM 3,250 108,000 0.13%
174 ORBOTECH LTD 6,750 108,000 0.13%
175 AMERICAN ELEC PWR INC 1,898 107,000 0.13%
176 PAYCOM SOFTWARE INC 3,250 104,000 0.13%
177 MELLANOX TECHNOLOGIES LTD 2,297 104,000 0.13%
178 IRIDIUM COMMUNICATIONS INC 10,500 102,000 0.12%
179 RINGCENTRAL INC 6,625 102,000 0.12%
180 VERSAR INC 32,372 101,000 0.12%
181 WAL-MART STORES INC 1,234 101,000 0.12%
182 CYRUSONE INC 3,250 101,000 0.12%
183 OCEAN BIO CHEM INC 23,528 100,000 0.12%
184 REYNOLDS AMERICAN INC 1,430 99,000 0.12%
185 E TRADE FINANCIAL CORP 3,420 98,000 0.12%
186 CARDIOVASCULAR SYS INC DEL COM 2,500 98,000 0.12%
187 DLH HLDGS CORP 49,292 96,000 0.12%
188 AERIE PHARMACEUTICALS INC COM 3,000 94,000 0.11%
189 KNOLL INC 4,000 94,000 0.11%
190 TABLEAU SOFTWARE INC 1,000 93,000 0.11%
191 FIREEYE INC 2,341 92,000 0.11%
192 DANAHER CORP DEL 1,074 91,000 0.11%
193 AQUA AMERICA INC 3,433 90,000 0.11%
194 BERKSHIRE HATHAWAY INC DEL 622 90,000 0.11%
195 HONEYWELL INTL INC 848 89,000 0.11%
196 MASTERCARD INCORPORATED 1,015 88,000 0.11%
197 ZULILY INC 6,770 88,000 0.11%
198 EDUCATIONAL DEV CORP 21,300 88,000 0.11%
199 JANUS CAP GROUP INC 5,000 86,000 0.10%
200 MARRIOTT INTL INC NEW 1,066 86,000 0.10%
Page 4 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001017284-15-000005, filed 2015.04.28).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.