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Institutional Investment Manager
BAMCO INC /NY/
BAMCO INC /NY/ (CIK: 0001017918) incorporated in New York, located at 767 Fifth Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 308 holdings with a total value of $18,863,724,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 KRATON CORP COM 49,000 1,717,000 0.01%
252 ANADARKO PETE CORP 26,800 1,698,000 0.01%
253 MPLX LP 46,500 1,574,000 0.01%
254 RYANAIR HLDGS PLC 20,575 1,544,000 0.01%
255 Forum Energy Technologies Inc 74,900 1,488,000 0.01%
256 ARTISAN PARTNERS ASSET MGMT 49,956 1,359,000 0.01%
257 CHECK POINT SOFTWARE TECH LT 17,416 1,352,000 0.01%
258 AGILENT TECHNOLOGIES INC 28,000 1,319,000 0.01%
259 SOLAREDGE TECHNOLOGIES INC 76,200 1,313,000 0.01%
260 EDWARDS LIFESCIENCES CORP 10,762 1,297,000 0.01%
261 EDUCATION RLTY TR INC 30,000 1,294,000 0.01%
262 Amber Road Inc 126,000 1,216,000 0.01%
263 GRIFOLS S A SP ADR REP B 75,000 1,198,000 0.01%
264 China Distance Education Holdings Ltd 90,000 1,163,000 0.01%
265 TERRAFORM PWR INC CL A COM 82,910 1,153,000 0.01%
266 FMC TECHNOLOGIES INC 38,400 1,139,000 0.01%
267 NOBLE ENERGY INC 31,449 1,124,000 0.01%
268 BARRICK GOLD CORP 60,400 1,070,000 0.01%
269 NEWMONT CORP 26,400 1,037,000 0.01%
270 SUNCOR ENERGY INC NEW 35,000 972,000 0.01%
271 SIENTRA INC 106,700 959,000 0.01%
272 INOGEN INC COM 16,000 958,000 0.01%
273 KEYW HLDG CORP 86,500 955,000 0.01%
274 ESCO TECHNOLOGIES INC COM 20,500 952,000 0.01%
275 VARONIS SYS INC COM 31,500 948,000 0.01%
276 LIBERTY MEDIA CORP DELAWARE 30,000 859,000 0.00%
277 COHERENT INC 7,700 851,000 0.00%
278 MYRIAD GENETICS INC 40,000 823,000 0.00%
279 NABORS INDUSTRIES LTD 67,600 822,000 0.00%
280 NOVADAQ TECHNOLOGIES INC 71,000 821,000 0.00%
281 AGNICO EAGLE MINES LTD 15,000 813,000 0.00%
282 OIL STS INTL INC 24,531 774,000 0.00%
283 PACIRA PHARMACEUTICALS INC 21,921 750,000 0.00%
284 FLEXION THERAPEUTICS INC 38,000 743,000 0.00%
285 NEVRO CORP COM 6,800 710,000 0.00%
286 CERUS CORP 103,500 643,000 0.00%
287 EASTERLY GOVT PPTYS INC 33,000 630,000 0.00%
288 SONY GROUP CORP 18,000 598,000 0.00%
289 SONIC CORP 21,500 563,000 0.00%
290 QUOTIENT TECHNOLOGY INC 40,000 532,000 0.00%
291 WEIBO CORP 8,503 426,000 0.00%
292 NEOS THERAPEUTICS INC COM 61,500 405,000 0.00%
293 KORNIT DIGITAL LTD SHS 37,000 347,000 0.00%
294 QAD INC 15,000 292,000 0.00%
295 QUALCOMM INC 4,000 274,000 0.00%
296 TESARO INCORPORATED 2,500 251,000 0.00%
297 ADAMAS PHARMACEUTICALS INC 14,500 238,000 0.00%
298 BERKSHIRE HATHAWAY INC DEL 1 216,000 0.00%
299 INSULET CORPORATION 5,032 206,000 0.00%
300 DEPHEID 3,400 179,000 0.00%
Page 6 of 7

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001140361-16-086662, filed 2016.11.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.