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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
751 ROYCE MICRO CAP TR INC 44,760 548 0.02%
752 INSIGNIA SYS INC 181,330 548 0.02%
753 SAN JUAN BASIN RTY TR 30,934 546 0.02%
754 PALO ALTO NETWORKS INC 7,947 545 0.02%
755 FIRSTENERGY CORP 16,016 545 0.02%
756 ISHARES TR 9,335 543 0.02%
757 SINOPEC SHANGHAI PETROCHEMICAL SPON ADR H 18,092 540 0.02%
758 INFORMATICA CORP 14,209 537 0.02%
759 ISHARES 13,162 537 0.02%
760 OPEN TEXT CORP 11,242 536 0.02%
761 BELDEN INC 7,679 534 0.02%
762 JOHNSON CTLS INTL PLC 11,225 531 0.02%
763 WindStream Corp (win) 64,371 530 0.02%
764 PLUM CREEK TIMBER 12,599 530 0.02%
765 Vanguard Natural Res LLC 17,754 529 0.02%
766 ANNALY CAP MGMT INC 48,119 528 0.02%
767 STRYKER CORP 6,466 527 0.02%
768 CURRENCYSHS BRIT POUND STER 3,203 526 0.02%
769 SPDR S&P MIDCAP 400 ETF TR 2,094 524 0.02%
770 COGNIZANT TECHNOLOGY SOLUTIO 10,350 524 0.02%
771 AMERICAN WOODMARK CORPORATION COM 15,496 522 0.02%
772 TWO HBRS INVT CORP 50,933 522 0.02%
773 NEW YORK MTG TR INC 67,000 521 0.02%
774 PROSHARES TR 16,970 520 0.02%
775 MANULIFE FINL CORP 26,832 518 0.02%
776 AMERICANCAPITALA 24,100 518 0.02%
777 MORGAN STANLEY 16,629 518 0.02%
778 SPDR SER TR 3,630 517 0.02%
779 BB&T CORP 12,879 517 0.02%
780 LADENBURG THALMAN FIN SVCS I COM 171,104 517 0.02%
781 CALAMOS CONV & HIGH INCOME F 38,245 516 0.02%
782 ZIMMER BIOMET HLDGS INC 5,433 514 0.01%
783 CAPSTEAD MTG CORP COM NO PAR 40,553 513 0.01%
784 BROADCOM CORP CL A 16,309 513 0.01%
785 SPDR SERIES TRUST 14,985 510 0.01%
786 ISHARES TR 4,870 507 0.01%
787 CLEVELAND BIOLABS INC 718,200 505 0.01%
788 CHART INDS INC 6,358 505 0.01%
789 DDR CORP 30,592 504 0.01%
790 DANAHER CORP DEL 6,711 503 0.01%
791 YAHOO INC 14,005 503 0.01%
792 ARMOUR RESIDENTIAL REIT 121,917 502 0.01%
793 PROGRESS SOFTWARE CORP COM 22,960 501 0.01%
794 EAGLE ROCK ENERGY PARTNERS L 94,905 499 0.01%
795 TYSON FOODS INC 11,292 497 0.01%
796 ISHARES TR 6,894 490 0.01%
797 ISHARES TR 4,599 489 0.01%
798 ENBRIDGE ENERGY PARTNERS L P 17,800 488 0.01%
799 AMERIPRISE FINL INC 4,423 487 0.01%
800 SANOFI 9,276 485 0.01%
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