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LADENBURG THALMAN FIN SVCS I
LADENBURG THALMAN FIN SVCS I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 75 Institutional holders with a total value of $66,958,388.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Institutional Trust Company, N.A. 3,670,096 11,084,000 16.55%
2 VANGUARD GROUP INC 3,414,473 10,312,000 15.40%
3 BlackRock Fund Advisors 2,891,153 8,731,000 13.04%
4 STATE STREET CORP 1,576,779 4,759,000 7.11%
5 NORTHERN TRUST CORP 1,370,241 4,138,000 6.18%
6 Coe Capital Management, LLC 609,200 1,840,000 2.75%
7 MCKINLEY CAPITAL MANAGEMENT LLC 587,726 1,775,000 2.65%
8 Bank of New York Mellon Corp 528,457 1,595,000 2.38%
9 GEODE CAPITAL MANAGEMENT, LLC 517,706 1,563,000 2.33%
10 Geduld E E 450,000 1,359,000 2.03%
11 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 477,900 1,342,000 2.00%
12 TIAA CREF INVESTMENT MANAGEMENT LLC 397,336 1,200,000 1.79%
13 CADENCE CAPITAL MANAGEMENT LLC 394,810 1,192,000 1.78%
14 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 354,466 1,071,000 1.60%
15 DIMENSIONAL FUND ADVISORS LP 328,455 992,000 1.48%
16 BlackRock Investment Management, LLC 285,773 863,000 1.29%
17 CITADEL ADVISORS LLC 276,018 834,000 1.25%
18 ALLIANCEBERNSTEIN L.P. 262,835 794,000 1.19%
19 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 242,308 732,000 1.09%
20 RENAISSANCE TECHNOLOGIES LLC 208,600 630,000 0.94%
21 JPMORGAN CHASE & CO 207,133 625,000 0.93%
22 Hillsdale Investment Management Inc. 199,000 601,000 0.90%
23 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 186,353 563,000 0.84%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 176,104 532,000 0.79%
25 ORACLE INVESTMENT MANAGEMENT INC 166,849 503,884 0.75%
26 MORGAN STANLEY 153,812 464,000 0.69%
27 TEACHERS ADVISORS, LLC 152,761 461,000 0.69%
28 AQR CAPITAL MANAGEMENT LLC 131,145 396,000 0.59%
29 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 128,400 388,000 0.58%
30 STONERIDGE INVESTMENT PARTNERS LLC 124,367 376,000 0.56%
31 TFS CAPITAL LLC 113,929 344,000 0.51%
32 ProShare Advisors LLC 104,269 315,000 0.47%
33 NOMURA HOLDINGS INC 89,602 270,000 0.40%
34 RHUMBLINE ADVISERS 86,902 262,000 0.39%
35 METROPOLITAN LIFE INSURANCE CO/NY 86,298 261,000 0.39%
36 GOLDMAN SACHS GROUP INC 84,618 256,000 0.38%
37 GSA CAPITAL PARTNERS LLP 84,300 255,000 0.38%
38 MANUFACTURERS LIFE INSURANCE COMPANY, THE 84,006 254,000 0.38%
39 Nationwide Fund Advisors 79,948 241,000 0.36%
40 BLACKROCK ADVISORS LLC 74,346 225,000 0.34%
41 RAYMOND JAMES & ASSOCIATES 72,500 219,000 0.33%
42 AMERICAN INTERNATIONAL GROUP, INC. 71,022 214,486 0.32%
43 DEUTSCHE BANK AG\ 70,871 213,000 0.32%
44 ROYAL BANK OF CANADA 61,943 187,000 0.28%
45 CREDIT SUISSE AG/ 57,948 174,000 0.26%
46 UBS AG 51,000 154,000 0.23%
47 BARCLAYS PLC 51,300 154,000 0.23%
48 Spark Investment Management LLC 47,900 144,000 0.22%
49 Rotella Capital Management, Inc. 43,776 132,000 0.20%
50 PRICE T ROWE ASSOCIATES INC /MD/ 41,900 127,000 0.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.