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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 4,073 holdings with a total value of $3,670,577,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 KEMET CORP COM NEW 83 0 0.00%
2 SUPERTEL HOSPITALITY INC MD 62 0 0.00%
3 FIRST MARBLEHEAD CORP 83 0 0.00%
4 LAKES ENTERTAINMEN 37 0 0.00%
5 OI S.A. SPN ADR 426 0 0.00%
6 EAGLE BULK SHIPPING INC 107 0 0.00%
7 QAD Inc 13 0 0.00%
8 WEBMD HEALTH CORP 3 0 0.00%
9 AASTROM BIOSCIENCES INC 19 0 0.00%
10 KALOBIOS PHARMACEUTICALS INC 229 0 0.00%
11 BLDRS EUROPE 3 0 0.00%
12 QAD INC 6 0 0.00%
13 OMEGA PROTEIN CORP COM 38 0 0.00%
14 HORNBECK OFFSHORE SVCS IN 7 0 0.00%
15 Novacopper Inc 83 0 0.00%
16 Columbia Labs Inc. 80 0 0.00%
17 QUIKSILVER INC COM 275 0 0.00%
18 ALERE INC 9 0 0.00%
19 Ruby Tuesday Inc 13 0 0.00%
20 EASTMAN KODAK CO 4 0 0.00%
21 MGIC INVT CORP WIS 50 0 0.00%
22 OI S A SPONSORED ADR 72 0 0.00%
23 KANSAS CITY LIFE 9 0 0.00%
24 VAIL RESORTS INC 3 0 0.00%
25 MONEYGRAM INTL INC COM NEW 32 0 0.00%
26 SUPERCONDUCTOR TECHNOLOGIES 4 0 0.00%
27 MADDEN STEVEN LTD COM 15 0 0.00%
28 SANOFI 481 0 0.00%
29 RELIV INTL INC COM NEW 300 0 0.00%
30 TENAX THERAPEUTICS INC 1 0 0.00%
31 KOSMOS ENERGY LTD SHS 38 0 0.00%
32 GEEKNET INC 52 0 0.00%
33 AVIAT NETWORKS INC COM 125 0 0.00%
34 Centrus Energy Corp. 5 0 0.00%
35 COUPONS COM INC 28 0 0.00%
36 LIBERTY TAX INC 15 0 0.00%
37 DIAMOND RESORTS INTL INC COM 20 0 0.00%
38 STERLING CONSTRUCTION CO INC 3 0 0.00%
39 ARCA BIOPHARMA INC COM NEW 1 0 0.00%
40 CROSSROADS SYS INC COM NEW 125 0 0.00%
41 RXI PHARMACEUTICALS CORP NEW 4 0 0.00%
42 CENTRAL EASTERN EUROPE FD 16 0 0.00%
43 GIGAMEDIA LTD 500 0 0.00%
44 GENVEC INC 150 0 0.00%
45 FRANKLIN STREET PPTY CP 29 0 0.00%
46 Theravance Biopharma Inc 17 0 0.00%
47 Trulia Inc 7 0 0.00%
48 CITI TRENDS INC COM 11 0 0.00%
49 Comverse Inc. 5 0 0.00%
50 HUTTIG BLDG PRODS INC COM 90 0 0.00%
Page 1 of 82

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-14-068732, filed 2014.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.