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RXI PHARMACEUTICALS CORP NEW
RXI PHARMACEUTICALS CORP NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 26 Institutional holders with a total value of $3,505,022.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 1,126,482 2,253,000 64.28%
2 VANGUARD GROUP INC 184,145 368,000 10.50%
3 GEODE CAPITAL MANAGEMENT, LLC 83,565 167,000 4.76%
4 CREDIT SUISSE AG/ 81,219 163,000 4.65%
5 Spark Investment Management LLC 55,500 110,000 3.14%
6 TANG CAPITAL MANAGEMENT LLC 50,219 100,000 2.85%
7 TOCQUEVILLE ASSET MANAGEMENT L.P. 50,000 100,000 2.85%
8 JANE STREET GROUP, LLC 28,093 56,000 1.60%
9 A.R.T. Advisors, LLC 18,594 37,000 1.06%
10 NORTHERN TRUST CORP 15,560 31,000 0.88%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,752 28,000 0.80%
12 BANK OF AMERICA CORP /DE/ 14,000 28,000 0.80%
13 CITADEL ADVISORS LLC 13,649 27,000 0.77%
14 Paloma Partners Management Co 12,397 25,000 0.71%
15 GROUP ONE TRADING LLC 2,274 5,000 0.14%
16 BlackRock Investment Management, LLC 1,924 4,000 0.11%
17 MORGAN STANLEY 1,199 2,000 0.06%
18 UBS AG 344 1,000 0.03%
19 AMERICAN INTERNATIONAL GROUP, INC. 11 22 0.00%
20 Pine River Capital Management L.P. 145,000 0 0.00%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 4 0 0.00%
22 CITIGROUP INC 7 0 0.00%
23 AMERIPRISE FINANCIAL INC 1 0 0.00%
24 DIMENSIONAL FUND ADVISORS LP 61 0 0.00%
25 WELLS FARGO & COMPANY/MN 5 0 0.00%
26 NEXT Financial Group, Inc 66 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.