| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Nantahala Capital Management, LLC | 183,484 | 2,884,000 | 40.12% | ||
| 2 | DIMENSIONAL FUND ADVISORS LP | 81,102 | 1,275,000 | 17.74% | ||
| 3 | Tikvah Management LLC | 80,445 | 1,265,000 | 17.60% | ||
| 4 | GEODE CAPITAL MANAGEMENT, LLC | 34,624 | 544,000 | 7.57% | ||
| 5 | VANGUARD GROUP INC | 31,721 | 499,000 | 6.94% | ||
| 6 | BlackRock Institutional Trust Company, N.A. | 28,770 | 452,000 | 6.29% | ||
| 7 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 10,300 | 162,000 | 2.25% | ||
| 8 | RUTABAGA CAPITAL MANAGEMENT LLC/MA | 2,052 | 32,000 | 0.45% | ||
| 9 | UBS AG | 1,355 | 21,000 | 0.29% | ||
| 10 | BLACKROCK ADVISORS LLC | 1,021 | 16,000 | 0.22% | ||
| 11 | Tower Research Capital LLC (TRC) | 582 | 9,000 | 0.13% | ||
| 12 | MORGAN STANLEY | 592 | 9,000 | 0.13% | ||
| 13 | BlackRock Investment Management, LLC | 505 | 8,000 | 0.11% | ||
| 14 | Ground Swell Capital, LLC | 500 | 8,000 | 0.11% | ||
| 15 | EARNEST PARTNERS LLC | 250 | 4,000 | 0.06% | ||
| 16 | WELLS FARGO & COMPANY/MN | 4 | 0 | 0.00% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6 | 0 | 0.00% | ||
| 18 | BANK OF MONTREAL /CAN/ | 30 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
