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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 4,856 holdings with a total value of $5,409,379,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 SHOE CARNIVAL INC 3 0 0.00%
2 Tianyin Pharmaceutical Co Inc 500 0 0.00%
3 UNIT CORP COM 36 0 0.00%
4 LAYNE CHRISTENSEN CO 67 0 0.00%
5 COMMUNITY HEALTH SYS INC NEW 400 0 0.00%
6 URANIUM ENERGY CORP 180 0 0.00%
7 SEQUENOM INC 100 0 0.00%
8 ENTEROMEDICS INC 2,500 0 0.00%
9 OI SA 271 0 0.00%
10 NORDIC AMERICAN OFFSHORE LTD 8 0 0.00%
11 STEALTHGAS INC SHS 100 0 0.00%
12 PARK ELECTROCHEMICAL CORP 6 0 0.00%
13 ARCH COAL INC 471 0 0.00%
14 WESTERN ASSET VAR RT STRG FD 1 0 0.00%
15 Timberline Resources Corp 275 0 0.00%
16 Xura Inc. 5 0 0.00%
17 6D Global Technologies Inc 420 0 0.00%
18 WILLIAMS CLAYTON ENERGY INC 10 0 0.00%
19 TRANSALTA CORP 70 0 0.00%
20 INSIGNIA SYS INC 1 0 0.00%
21 MONEYGRAM INTL INC COM NEW 32 0 0.00%
22 PARAGON SHIPPING INC 90 0 0.00%
23 Platinum Group Metals Ltd 3,260 0 0.00%
24 VALHI INC NEW COM 90 0 0.00%
25 RICE ENERGY INCORPORATED 26 0 0.00%
26 TOWERSTREAM CORP 450 0 0.00%
27 DISCOVERY LABORATORIES INC N 2,013 0 0.00%
28 PROSHARES ULTRASHORT BASIC MATERIALS 12 0 0.00%
29 ACTUA CORP 26 0 0.00%
30 RMG NETWORKS HLDG CORP 150 0 0.00%
31 CELGENE CORP 43 0 0.00%
32 SUCAMPO PHARMACEUTICALS INCORPORATED CLASS A 2 0 0.00%
33 OCEAN PWR TECHNOLOGIES INC 180 0 0.00%
34 Quantum Fuel Systems Tech Worl 155 0 0.00%
35 EMAGIN CORP COM NEW 81 0 0.00%
36 ASTEC INDS INC 11 0 0.00%
37 OncoGenex Pharmaceuticals Inc 477 0 0.00%
38 ADVANCED ACCELERATOR APPLIC 10 0 0.00%
39 Centrus Energy Corp. 9 0 0.00%
40 INFORMATION SERVICES GROUP I 43 0 0.00%
41 FIRST MARBLEHEAD CORP 43 0 0.00%
42 SUPERCONDUCTOR TECHNOLOGIES 4 0 0.00%
43 READING INTERNATIONAL INC 31 0 0.00%
44 ENNIS INC COM 3 0 0.00%
45 ALIMERA SCIENCES INC 77 0 0.00%
46 ARADIGM CORP 2 0 0.00%
47 ROADRUNNER TRANSHOLDINGS INC 36 0 0.00%
48 EXETER RES CORP 300 0 0.00%
49 HOOKER FURNITURE CORP 5 0 0.00%
50 GRNHNTR ENRGY 3,000 0 0.00%
Page 1 of 98

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-16-082493, filed 2016.02.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.